SourcingSourcing

MIZZEN MANAGEMENT LLC

C42
CRD 333592·SEC 801-131571·STAMFORD, CT
AUM
$459.0M
$100M-$500M
Est. Revenue
$4.6M
@ 1% on AUM
Est. EBITDA
$1.4M
@ 30% margin
Est. Deal Value
$11.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
MIZZEN MANAGEMENT LLC
CRD
333592
SEC file #
801-131571
EIN
931521104
DBA names
—

Economics

AUM
$459.0M
AUM band
$100M-$500M
AUM trajectory
'25'26
$392.1M → $459.0M▲ +17%
Client mix
Pooled Investment Vehicles3

Operations

Employees (total)
13
Advisory staff (per ADV)
10
Advisory staff (5-yr trend)
'25'26
10 advisors → 10 advisors▬ 0%
Primary office
STAMFORD CT
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/06/2026
ADV-W filed at
—
Website
mizzencapital.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ADLER, MARILYN, SCHWARTZ
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
ADLER, MARILYN, SCHWARTZ
KARTER, ELIZABETH, HARRIET
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
MIZZENCAPITAL.COM
Rdap Domain Creation Date
2017-02-16T22:45:38Z
Rdap Firm Age Years
9
Rdap Firm Age Band
5-10y
Rdap Registrar
Squarespace Domains II LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002023474
Edgar Registered
Yes
Edgar Filing Count
1
Edgar First Filing Date
2024-05-15
Edgar Last Filing Date
2024-05-15
Edgar Form D Count
1
Edgar Form D Offerings
2024-05-152024-05-15 · 0002023474-24-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Edgar Addresses
Mailing
263 TRESSAR BLVD.9TH FLOORSTAMFORD, CT 06901
Business
263 TRESSAR BLVD.9TH FLOORSTAMFORD, CT 06901
Edgar EIN
931521104
Edgar Recent Filings
D2024-05-15 · 0002023474-24-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-02-16T22:45:38Z
Rdap Domain Last Changed
2026-02-01T23:36:48Z
Rdap Nameservers
Ns-cloud-c1.googledomains.comNs-cloud-c2.googledomains.comNs-cloud-c3.googledomains.comNs-cloud-c4.googledomains.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Transfer Prohibited
Top Owner CRD
1737407
Trust Company Affiliate
No

People (3)

3
ADLER, MARILYN, SCHWARTZ
Direct Owner · 62.5%
1737407
KARTER, ELIZABETH, HARRIET
Direct Owner · 62.5%
1299775
BOCHNIAK, DARICE, LYNN
Executive Officer · 2.5%
6750973