SourcingSourcing

APEX INVESTMENT GROUP, LLC

C47
CRD 333593·SEC 801-131502·HUDSON, MA
AUM
$211.1M
$100M-$500M
Est. Revenue
$2.1M
@ 1% on AUM
Est. EBITDA
$633K
@ 30% margin
Est. Deal Value
$5.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
APEX INVESTMENT GROUP, LLC
CRD
333593
SEC file #
801-131502
EIN
—
DBA names
Apex Investment Group

Economics

AUM
$211.1M
AUM band
$100M-$500M
AUM trajectory
'25'26
$194.6M → $211.1M▲ +9%
Client mix
Individuals Other463
Individuals High Net Worth56
Corporations7

Operations

Employees (total)
6
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'25'26
3 advisors → 3 advisors▬ 0%
Primary office
HUDSON MA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consultingSelection of other advisers
Fee basis
% of AUM

Filings

Latest ADV filing
03/25/2026
ADV-W filed at
—
Website
linkedin.com/company/apex-investment-group-llc(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BAKAYSA, JOSEPH, EMERICK
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
BAKAYSA, JOSEPH, EMERICK
SILVA, PEDRO, MIGUEL
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:apex.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.3315
Soi Zip Pct 200k Plus
0.1068
Soi Zip Returns 200k Plus
1,160
Soi Zip Total AGI
1,054,694
Census Median Hh Income
103,086
Census High Income Households
1,587
Census Median Age
43.4
Census Pop 65 66 Total
365
Census Total Households
8,055
Fdic Zip Total Deposits
21,831,116,000
Fdic Zip Branch Count
168
Fdic Zip Top Banks
Avidia Bank
Hudson Savings Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (23)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
5
Bc Firm IAR Count
5
Census Bachelors Plus Count
4,018
Census Median Home Value
458,000
Census Unemployed Count
465
Census Zip
01749
Custodian Candidates
Full
Charles Schwab6
Fidelity4
E*trade4
Fdic Zip Branches Raw
BayBankHudson, MA
The Hudson National BankHudson, MA
Fdic Zip HHI
3971.01
Fdic Zip Top Bank Share Pct
60.13
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI28,184
Returns2,630
Stub 2
AGI70,614
Returns1,900
Stub 3
AGI97,970
Returns1,590
Soi Zip Total Business Income
36,863
Soi Zip Total Cap Gains
35,129
Soi Zip Total Dividends
16,845
Soi Zip Total Returns
10,860
Top Owner CRD
5427559
Trust Company Affiliate
No

People (5)

5
SILVA, PEDRO, MIGUEL
IAR · Direct Owner · 62.5%
4721125
BAKAYSA, JOSEPH, EMERICK
IAR · Direct Owner · 62.5%
5427559
Joseph Jeff Charles
IAR
8135322
GREGORY SCOTT NORRIS
IAR
1668830
John Malone
IAR
8242443