SourcingSourcing

FORTUNA FUNDS, LLC

C29
CRD 333660·SEC 801-131491·DALLAS, TX
AUM
$915K
<$25M
Est. Revenue
$9K
@ 1% on AUM
Est. EBITDA
$3K
@ 30% margin
Est. Deal Value
$22K
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
FORTUNA FUNDS, LLC
CRD
333660
SEC file #
801-131491
EIN
—
DBA names
—

Economics

AUM
$915K
AUM band
<$25M
AUM trajectory
'25'26
$500K → $915K▲ +83%
Client mix
Investment Companies1

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'25'26
2 advisors → 2 advisors▬ 0%
Primary office
DALLAS TX
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — investment companies
Fee basis
% of AUM

Filings

Latest ADV filing
01/28/2026
ADV-W filed at
—
Website
fortunafunds.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ADAMS, MARK, WILLIAM
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
ADAMS, MARK, WILLIAM
SANDO, JOSEPH, REED
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
FORTUNAFUNDS.COM
Rdap Domain Creation Date
2023-11-01T19:21:52Z
Rdap Firm Age Years
3
Rdap Firm Age Band
<5y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-11-01T19:21:52Z
Rdap Domain Last Changed
2025-11-02T15:00:55Z
Rdap Nameservers
Bradley.ns.cloudflare.comDina.ns.cloudflare.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
4891529
Trust Company Affiliate
Yes

People (2)

2
ADAMS, MARK, WILLIAM
Direct Owner · 62.5%
4891529
JOSEPH REED SANDO
Direct Owner · 62.5%
5387472