SourcingSourcing

RAINWATER EQUITY LLC

C37
CRD 333696·SEC 801-132135
AUM
$19.1M
<$25M
Est. Revenue
$191K
@ 1% on AUM
Est. EBITDA
$57K
@ 30% margin
Est. Deal Value
$459K
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
RAINWATER EQUITY LLC
CRD
333696
SEC file #
801-132135
EIN
—
DBA names
—

Economics

AUM
$19.1M
AUM band
<$25M
AUM trajectory
—
Client mix
Investment Companies1

Operations

Employees (total)
1
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'25'26
1 advisors → 1 advisors▬ 0%
Primary office
—
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — businesses
Fee basis
% of AUM

Filings

Latest ADV filing
03/27/2026
ADV-W filed at
—
Website
linkedin.com/company/rainwater-equity1(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SHAPOSHNIK, JOSEPH, RICHARD
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
SHAPOSHNIK, JOSEPH, RICHARD
Liebig, Libby, Ellen
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (8)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Firm Has Custody
No
Top Owner CRD
7759867
Trust Company Affiliate
No

People (2)

2
JOSEPH RICHARD SHAPOSHNIK
Direct Owner · 87.5%
7759867
Liebig, Libby, Ellen
Executive Officer · 2.5%
2385467