SourcingSourcing

PROSPER PRIVATE WEALTH, LLC

B53
CRD 333708·SEC 801-132061·MESA, AZ
AUM
$150.8M
$100M-$500M
Est. Revenue
$1.5M
@ 1% on AUM
Est. EBITDA
$452K
@ 30% margin
Est. Deal Value
$3.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PROSPER PRIVATE WEALTH, LLC
CRD
333708
SEC file #
801-132061
EIN
—
DBA names
Prosper Private Wealth

Economics

AUM
$150.8M
AUM band
$100M-$500M
AUM trajectory
'25'26
$112.7M → $150.8M▲ +34%
Client mix
Individuals High Net Worth32
Individuals Other19

Operations

Employees (total)
3
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'25'26
3 advisors → 2 advisors▼ -33%
Primary office
MESA AZ
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMHourly chargesPerformance-based fees

Filings

Latest ADV filing
03/27/2026
ADV-W filed at
—
Website
prosperpw.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
GARDNER, JOSHUA, ADAM
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
GARDNER, JOSHUA, ADAM
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
PROSPERPW.COM
Rdap Domain Creation Date
2024-08-31T11:36:06Z
Rdap Firm Age Years
2
Rdap Firm Age Band
<5y
Rdap Registrar
Squarespace Domains LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.1806
Soi Zip Pct 200k Plus
0.0333
Soi Zip Returns 200k Plus
560
Soi Zip Total AGI
1,182,659
Fdic Zip Total Deposits
31,087,003,000
Fdic Zip Branch Count
387
Fdic Zip Top Banks
Bank of America, National Association
Wells Fargo Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
E*trade4
Fidelity2
Fdic Zip Branches Raw
Bank One, Arizona, National AssociationMesa, AZ
Bank One, Arizona, National AssociationMesa, AZ
Fdic Zip HHI
1190.17
Fdic Zip Top Bank Share Pct
23.75
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-08-31T11:36:06Z
Rdap Domain Last Changed
2025-08-16T14:37:33Z
Rdap Nameservers
Ns1.dns-parking.comNs2.dns-parking.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Transfer Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI52,456
Returns4,120
Stub 2
AGI172,846
Returns4,600
Stub 3
AGI196,145
Returns3,190
Soi Zip Total Business Income
26,043
Soi Zip Total Cap Gains
59,474
Soi Zip Total Dividends
23,549
Soi Zip Total Returns
16,830
Top Owner CRD
4495410
Trust Company Affiliate
No

People (2)

2
GARDNER, JOSHUA, ADAM
IAR · Direct Owner · 87.5%
4495410
LANCE T SPENCER
IAR
1981961