SourcingSourcing

THE CATALYST GROUP, INC.

A67
CRD 333740·SEC 801-131797·HOUSTON, TX
AUM
$199.4M
$100M-$500M
Est. Revenue
$2.0M
@ 1% on AUM
Est. EBITDA
$598K
@ 30% margin
Est. Deal Value
$4.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
THE CATALYST GROUP, INC.
CRD
333740
SEC file #
801-131797
EIN
—
DBA names
—

Economics

AUM
$199.4M
AUM band
$100M-$500M
AUM trajectory
'25'26
$227.4M → $199.4M▼ -12%
Client mix
Pooled Investment Vehicles10

Operations

Employees (total)
4
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'25'26
4 advisors → 3 advisors▼ -25%
Primary office
HOUSTON TX
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
04/13/2026
ADV-W filed at
—
Website
tcgfunds.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
NIXON, RON, T.
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
6
Control Persons
NIXON, RON, T.
Hird, Alison
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
TCGFUNDS.COM
Rdap Domain Creation Date
2006-09-07T19:15:24Z
Rdap Firm Age Years
20
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
1
Form 5500 Total Participants
6
Form 5500 Compensation Trajectory 3y
20240
Form 5500 Plan Count Trajectory 3y
20241
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.268
Soi Zip Pct 200k Plus
0.1214
Soi Zip Returns 200k Plus
3,450
Soi Zip Total AGI
3,223,244
Fdic Zip Total Deposits
218,178,301,000
Fdic Zip Branch Count
561
Fdic Zip Top Banks
Wells Fargo Bank South Central, National Association
JPMorgan Chase Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Fdic Zip Branches Raw
Nationsbank of Texas, National AssociationHouston, TX
Nationsbank of Texas, National AssociationHouston, TX
Fdic Zip HHI
6448.89
Fdic Zip Top Bank Share Pct
80.07
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-09-07T19:15:24Z
Rdap Domain Last Changed
2022-09-26T17:58:16Z
Rdap Nameservers
Paul.ns.cloudflare.comRosalie.ns.cloudflare.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI108,027
Returns8,300
Stub 2
AGI229,858
Returns6,310
Stub 3
AGI244,169
Returns4,000
Soi Zip Total Business Income
75,970
Soi Zip Total Cap Gains
192,707
Soi Zip Total Dividends
98,204
Soi Zip Total Returns
28,430
Top Owner CRD
5578439
Trust Company Affiliate
No

People (6)

6
NIXON, RON, T.
Direct Owner · 62.5%
5578439
Hird, Alison
Direct Owner · 17.5%
8253481
Nixon, Brett
Direct Owner · 17.5%
8253475
Nixon, Burke
Direct Owner · 17.5%
8253464
GURASICH, BRADLEY, JOHN
Executive Officer · 2.5%
5743785
MCWHORTER, DAVID, JAMES
Executive Officer · 2.5%
6717870