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MON CAPITAL MANAGEMENT LLC

A74
CRD 333785·SEC 801-131584·NEW YORK, NY
AUM
$95.0M
$25M-$100M
Est. Revenue
$950K
@ 1% on AUM
Est. EBITDA
$285K
@ 30% margin
Est. Deal Value
$2.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
MON CAPITAL MANAGEMENT LLC
CRD
333785
SEC file #
801-131584
EIN
—
DBA names
—

Economics

AUM
$95.0M
AUM band
$25M-$100M
AUM trajectory
'25'26
$107.4M → $95.0M▼ -12%
Client mix
Individuals High Net Worth2
Corporations2

Operations

Employees (total)
2
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'25'26
1 advisors → 1 advisors▬ 0%
Primary office
NEW YORK NY
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
04/15/2026
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
PERAZA, CARLOS, J.
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
PERAZA, CARLOS, J.
REY DE SA, CATALINA
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (9)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
2358907
Trust Company Affiliate
No

People (2)

2
PERAZA, CARLOS, J.
IAR · Direct Owner · 87.5%
2358907
REY DE SA, CATALINA
Executive Officer · 2.5%
5654516