ALTIUM INVESTMENT STRATEGIES LLC

CRD

333950

SEC file #

801-131829

EIN

331688709

DBA names

—

Economics

AUM

$517.7M

AUM band

$500M-$1B

AUM trajectory

'25 · $184.8M

'26 · $517.7M

'25'26

$184.8M → $517.7M▲ +180%

sec adv history

Client mix

Other Investment Advisers

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'25 · 1 advisors

'26 · 4 advisors

'25'26

1 advisors → 4 advisors▲ +300%

sec adv history

Primary office

WESLEY CHAPEL FL

Branches

—

Custodian & Brokerage

Primary custodian

Charles Schwablow confidence

adv brochure

Services offered

Portfolio mgmt — businesses

Fee basis

% of AUM

Filings

Latest ADV filing

03/30/2026

ADV-W filed at

—

Website

—

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

MERCER, EDWIN, DUANE

Top Owner Pct

17.5

Top Owner Entity Kind

Owner Count

Control Persons

MERCER, EDWIN, DUANE

GOTSIS, KONSTANTINOS

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

form 5500

SEC EDGAR

Edgar Cik

0002131949

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2026-05-05

Edgar Last Filing Date

2026-05-05

Edgar 13f Count

Edgar 13f Latest AUM Estimate

Filing Date2026-05-05

Accession0001754960-26-000358

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score

0.2977

Soi Zip Pct 200k Plus

0.0924

Soi Zip Returns 200k Plus

1,270

Soi Zip Total AGI

1,279,517

Fdic Zip Total Deposits

11,024,140,000

Fdic Zip Branch Count

146

Fdic Zip Top Banks

Bank of America, National Association

Wells Fargo Bank, National Association

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (22)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

Charles Schwab	6
E*trade	4

adv brochure

Edgar Addresses

Mailing

2211 ASHLEY OAKS CIRCLEWESLEY CHAPEL, FL 33544

Business

2211 ASHLEY OAKS CIRCLEWESLEY CHAPEL, FL 33544

Edgar EIN

331688709

Edgar Recent Filings

13F-HR2026-05-05 · 0001754960-26-000358

Fdic Zip Branches Raw

Indian Rocks State BankLargo, FL

Barnett Bank of Pinellas CountyLargo, FL

Fdic Zip HHI

1273.63

Fdic Zip Top Bank Share Pct

22.21

Fdic Zip Year

2025

Firm Has Custody

Mailing Office Differs

Soi Year

2022

Soi Zip Distribution

Stub 1

AGI	44,946
Returns	3,430

Stub 2

AGI	104,573
Returns	2,830

Stub 3

AGI	120,153
Returns	1,950

Soi Zip Total Business Income

29,838

Soi Zip Total Cap Gains

44,901

Soi Zip Total Dividends

17,213

Soi Zip Total Returns

13,740

Top Owner CRD

5878872

Trust Company Affiliate