SourcingSourcing

WGI DM, LLC

C33
CRD 334219·SEC 801-131865·BOSTON, MA
AUM
$7.78B
$1B+
Est. Revenue
$77.8M
@ 1% on AUM
Est. EBITDA
$23.3M
@ 30% margin
Est. Deal Value
$186.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
WGI DM, LLC
CRD
334219
SEC file #
801-131865
EIN
844945184
DBA names
—

Economics

AUM
$7.78B
AUM band
$1B+
AUM trajectory
'25'26
$4.25B → $7.78B▲ +83%
Client mix
Other15
Pension Profit Sharing Plans6
Pooled Investment Vehicles3

Operations

Employees (total)
6
Advisory staff (per ADV)
6
Advisory staff (5-yr trend)
'25'26
7 advisors → 6 advisors▼ -14%
Primary office
BOSTON MA
Branches
—

Custodian & Brokerage

Primary custodian
Northern Trustlow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUM

Filings

Latest ADV filing
03/27/2026
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ARALAN CAPITAL, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
3
Control Persons
ARALAN CAPITAL, LLC
WESTWOOD GLOBAL INVESTMENTS
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001808983
Edgar Registered
Yes
Edgar Filing Count
7
Edgar First Filing Date
2020-04-10
Edgar Last Filing Date
2026-04-07
Edgar Form D Count
7
Edgar Form D Offerings
2026-04-072026-04-07 · 0001808983-26-000004
2025-04-072025-04-07 · 0001808983-25-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Northern Trust8
E*trade4
State Street3
Bny Mellon2
Edgar Addresses
Mailing
1090 CENTER DRIVEPARK CITY, UT 84098
Business
1090 CENTER DRIVEPARK CITY, UT 84098
Edgar EIN
844945184
Edgar Recent Filings
D/A2026-04-07 · 0001808983-26-000004
D/A2025-04-07 · 0001808983-25-000002
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
No

People (2)

2
WESTWOOD GLOBAL INVESTMENTS
Direct Owner · 17.5%
125012
MATHUR, NINA
Executive Officer · 2.5%
5563277