SourcingSourcing

RIDGEGATE ADVISORS, LLC

B52
CRD 334233·SEC 801-133986·ENGLEWOOD, CO
AUM
$119.0M
$100M-$500M
Est. Revenue
$1.2M
@ 1% on AUM
Est. EBITDA
$357K
@ 30% margin
Est. Deal Value
$2.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
RIDGEGATE ADVISORS, LLC
CRD
334233
SEC file #
801-133986
EIN
—
DBA names
—

Economics

AUM
$119.0M
AUM band
$100M-$500M
AUM trajectory
'25'26
$105.3M → $119.0M▲ +13%
Client mix
Individuals Other172
Individuals High Net Worth27
Corporations4
Pension Profit Sharing Plans3

Operations

Employees (total)
11
Advisory staff (per ADV)
7
Advisory staff (5-yr trend)
'25'26
7 advisors → 7 advisors▬ 0%
Primary office
ENGLEWOOD CO
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/25/2026
ADV-W filed at
—
Website
ridgegatefinancial.com

Compliance

Disclosures (firm)
1
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
Smith, George, Wallace
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
Smith, George, Wallace
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
RIDGEGATEFINANCIAL.COM
Rdap Domain Creation Date
2008-08-22T04:32:05Z
Rdap Firm Age Years
18
Rdap Firm Age Band
10-20y
Rdap Registrar
Bluehost Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
5
Bc Firm Active IA Count
7
Bc Firm IAR Count
7
Custodian Candidates
Full
Charles Schwab6
Fidelity4
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-08-22T04:32:05Z
Rdap Domain Last Changed
2025-08-06T09:06:27Z
Rdap Nameservers
Ns1.bluehost.comNs2.bluehost.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
4844156
Trust Company Affiliate
No

People (7)

7
Smith, George, Wallace
IAR · Direct Owner · 87.5%
4844156
George W Smith
IAR
6320473
David L. Swenson
IAR
4754086
Christopher Glenn Rogers
IAR
4453653
Coleman Anthony Benson
IAR
6946354
Alexander Staverosky
IAR
7171282
WILLIAM KENDRICK SNECKNER
IAR
7138977