SourcingSourcing

FNEX WEALTH, LLC

B50
CRD 334569·SEC 801-132205·INDIANAPOLIS, IN
AUM
$122.3M
$100M-$500M
Est. Revenue
$1.2M
@ 1% on AUM
Est. EBITDA
$367K
@ 30% margin
Est. Deal Value
$2.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
FNEX WEALTH, LLC
CRD
334569
SEC file #
801-132205
EIN
—
DBA names
—

Economics

AUM
$122.3M
AUM band
$100M-$500M
AUM trajectory
'25'26
$102.1M → $122.3M▲ +20%
Client mix
Individuals Other28
Individuals High Net Worth26
Investment Companies1
Charitable Organizations1

Operations

Employees (total)
2
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'25'26
1 advisors → 1 advisors▬ 0%
Primary office
INDIANAPOLIS IN
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individuals
Fee basis
% of AUM

Filings

Latest ADV filing
04/01/2026
ADV-W filed at
—
Website
fnexwealth.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
FNEX, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
3
Control Persons
FNEX, LLC
DALZELL, ROBERT, JOSEPH
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
FNEXWEALTH.COM
Rdap Domain Creation Date
2024-12-16T18:04:28Z
Rdap Firm Age Years
2
Rdap Firm Age Band
<5y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.2432
Soi Zip Pct 200k Plus
0.0852
Soi Zip Returns 200k Plus
410
Soi Zip Total AGI
620,373
Fdic Zip Total Deposits
346,885,088,000
Fdic Zip Branch Count
704
Fdic Zip Top Banks
JPMorgan Chase Bank, National Association
The Huntington National Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
1
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Charles Schwab6
E*trade4
Fdic Zip Branches Raw
The Fifth Third Bank of Central IndianaIndianapolis, IN
The Fifth Third Bank of Central IndianaIndianapolis, IN
Fdic Zip HHI
875.49
Fdic Zip Top Bank Share Pct
21.93
Fdic Zip Year
2025
Fee Schedule
Bracket I69
Bracket Ix16
Bracket X8
Bracket Xi6
Bracket Iii1
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2029-12-16T18:04:28Z
Rdap Domain Last Changed
2025-08-15T12:53:23Z
Rdap Nameservers
Dean.ns.cloudflare.comMichelle.ns.cloudflare.com
Rdap Secure Dns Enabled
No
Rdap Status
Active
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI11,862
Returns940
Stub 2
AGI39,763
Returns1,050
Stub 3
AGI66,046
Returns1,070
Soi Zip Total Business Income
9,966
Soi Zip Total Cap Gains
50,868
Soi Zip Total Dividends
36,322
Soi Zip Total Returns
4,810
Trust Company Affiliate
No

People (2)

2
DALZELL, ROBERT, JOSEPH
IAR · Direct Owner · 17.5%
5811956
Hertog, Thomas, Edward
Executive Officer · 2.5%
4850163