W&amp;S ADVISORY SERVICES, LLC

CRD

334683

SEC file #

801-132082

EIN

—

DBA names

—

Economics

AUM

$5.3M

AUM band

<$25M

AUM trajectory

—

Client mix

Individuals Other

6,689

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

—

Primary office

CINCINNATI OH

Branches

—

Custodian & Brokerage

Primary custodian

E*Tradelow confidence

adv brochure

Services offered

Financial planningPortfolio mgmt — individuals

Fee basis

Fixed fees

Filings

Latest ADV filing

03/31/2026

meetfabric.com/ugma-investment-account-for-kids

ADV-W filed at

—

Website

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

WESTERN & SOUTHERN FINANCIAL

Top Owner Pct

87.5

Top Owner Entity Kind

Owner Count

Control Persons

WESTERN & SOUTHERN FINANCIAL

BADER, SPENCER, AARON

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

Rdap Domain

MEETFABRIC.COM

Rdap Domain Creation Date

2015-12-18T21:44:58Z

Rdap Firm Age Years

Rdap Firm Age Band

10-20y

Rdap Registrar

GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

form 5500

SEC EDGAR

Edgar Registered

sec edgar

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

E*trade

adv brochure

Fee Schedule

Bracket Ix	100
Bracket I	0
Bracket Ii	0
Bracket Iii	0
Bracket Iv	0

Firm Has Custody

Mailing Office Differs

Rdap Domain Expiration Date

2026-12-18T21:44:58Z

Rdap Domain Last Changed

2025-12-19T17:36:38Z

Rdap Nameservers

Ns-1421.awsdns-49.orgNs-1537.awsdns-00.co.ukNs-452.awsdns-56.comNs-759.awsdns-30.net

Rdap Secure Dns Enabled

Rdap Status

Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited

Trust Company Affiliate

Yes

IAR · Executive Officer · 2.5%

People (21)

STEARNS, TIMOTHY, STEVEN

1327230

SPENCER AARON BADER

6345944

BRODIE, TROY, DALE

1924559

Bultema, John, Henry

8079815

Fotsch, Benjamin, Edward

8079821

JOHNSON, JAY, VINCENT

LOVELESS, MATTHEW, WILLIAM

6607547

5657647

MCGRUDER, JILL, TRIPP

NIEMEYER, JONATHAN, DAVID

1221720

5863603

Renners, Tyler, S

8246902

ROSENBLUTH, DAVID, A

2930030

Surgnier, Steven, Paul

8079823

Wittman, Scott, Joseph