SourcingSourcing

STORMS & ROWDON FINANCIAL SERVICES, INC.

B52
CRD 334690·SEC 801-132156·ORMOND BEACH, FL
AUM
$141.2M
$100M-$500M
Est. Revenue
$1.4M
@ 1% on AUM
Est. EBITDA
$423K
@ 30% margin
Est. Deal Value
$3.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
STORMS & ROWDON FINANCIAL SERVICES, INC.
CRD
334690
SEC file #
801-132156
EIN
—
DBA names
—

Economics

AUM
$141.2M
AUM band
$100M-$500M
AUM trajectory
'25'26
$125.0M → $141.2M▲ +13%
Client mix
Individuals Other198
Individuals High Net Worth24
Corporations6

Operations

Employees (total)
4
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'25'26
2 advisors → 3 advisors▲ +50%
Primary office
ORMOND BEACH FL
Branches
—

Custodian & Brokerage

Primary custodian
Raymond Jameslow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consultingSelection of other advisers
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
02/13/2026
ADV-W filed at
—
Website
stormsandrowdon.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ROWDON, WADE, LEE
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
ROWDON, WADE, LEE
STORMS, KEITH, JOHN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
STORMSANDROWDON.COM
Rdap Domain Creation Date
2025-02-27T18:58:06Z
Rdap Firm Age Years
1
Rdap Firm Age Band
<5y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.2668
Soi Zip Pct 200k Plus
0.0829
Soi Zip Returns 200k Plus
2,330
Soi Zip Total AGI
2,632,548
Fdic Zip Total Deposits
36,659,452,000
Fdic Zip Branch Count
570
Fdic Zip Top Banks
Bank of America, National Association
SunTrust Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Raymond James4
E*trade4
Fdic Zip Branches Raw
Bank at Ormond-By-The-SeaVolusia County, FL
Bank at Ormond-By-The-SeaOrmond Beach, FL
Fdic Zip HHI
741.65
Fdic Zip Top Bank Share Pct
17.65
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-02-27T18:58:06Z
Rdap Domain Last Changed
2025-02-27T18:58:07Z
Rdap Nameservers
Ns21.domaincontrol.comNs22.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI96,275
Returns7,610
Stub 2
AGI223,094
Returns6,100
Stub 3
AGI253,836
Returns4,110
Soi Zip Total Business Income
72,050
Soi Zip Total Cap Gains
251,452
Soi Zip Total Dividends
82,350
Soi Zip Total Returns
28,110
Top Owner CRD
3215621
Trust Company Affiliate
No

People (3)

3
ROWDON, WADE, LEE
IAR · Direct Owner · 62.5%
3215621
STORMS, KEITH, JOHN
IAR · Direct Owner · 62.5%
1482504
Robert George Hallock
IAR
8173164