SourcingSourcing

VAN DIEST CAPITAL, LLC

C36
CRD 334743·SEC 801-135478·POLK CITY, IA
AUM
$144.1M
$100M-$500M
Est. Revenue
$1.4M
@ 1% on AUM
Est. EBITDA
$432K
@ 30% margin
Est. Deal Value
$3.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
VAN DIEST CAPITAL, LLC
CRD
334743
SEC file #
801-135478
EIN
991709047
DBA names
Van Diest Capital

Economics

AUM
$144.1M
AUM band
$100M-$500M
AUM trajectory
—
Client mix
Individuals Other359
Individuals High Net Worth70
Pension Profit Sharing Plans35
Corporations3

Operations

Employees (total)
8
Advisory staff (per ADV)
7
Advisory staff (5-yr trend)
—
Primary office
POLK CITY IA
Branches
Count6

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
04/20/2026
ADV-W filed at
—
Website
linkedin.com/company/vandiestcapital(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
VAN DIEST CAPITAL, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
3
Control Persons
VAN DIEST CAPITAL, LLC
Littler, Bryce, William
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002111825
Edgar Registered
Yes
Edgar Filing Count
2
Edgar First Filing Date
2026-02-19
Edgar Last Filing Date
2026-05-15
Edgar 13f Count
2
Edgar 13f Latest AUM Estimate
Filing Date2026-05-15
Accession0002085853-26-000595

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.4955
Soi Zip Pct 200k Plus
0.1761
Soi Zip Returns 200k Plus
590
Soi Zip Total AGI
449,793
Fdic Zip Total Deposits
2,353,624,000
Fdic Zip Branch Count
59
Fdic Zip Top Banks
Luana Savings Bank
Polk County Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (21)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
1
Bc Firm Active IA Count
7
Bc Firm IAR Count
7
Custodian Candidates
Full
Charles Schwab6
Altruist4
E*trade4
Edgar Addresses
Mailing
302 W BROADWAY STSUITE 9POLY CITY, IA 50226
Business
302 W BROADWAY STSUITE 9POLY CITY, IA 50226
Edgar EIN
991709047
Edgar Recent Filings
13F-HR2026-05-15 · 0002085853-26-000595
13F-HR2026-02-19 · 0002085853-26-000281
Fdic Zip Branches Raw
Polk City Savings BankPolk City, IA
Polk City Savings BankPolk City, IA
Fdic Zip HHI
3848.82
Fdic Zip Top Bank Share Pct
56.27
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI6,427
Returns590
Stub 2
AGI14,830
Returns400
Stub 3
AGI24,014
Returns390
Soi Zip Total Business Income
11,668
Soi Zip Total Cap Gains
20,616
Soi Zip Total Dividends
5,730
Soi Zip Total Returns
3,350
Trust Company Affiliate
No

People (7)

7
Van Diest, James, Roger
IAR · Executive Officer · 2.5%
6978124
Littler, Bryce, William
IAR · Executive Officer · 2.5%
7363969
WILLIAM DAVID BERTRAN
IAR
2240774
ERIC MICHAEL DAWSON
IAR
2521839
TYLER PAUL DAWSON
IAR
4502408
SETH BRADLEY FULTON
IAR
6027031
BENJAMIN RASMUSSEN
IAR
7330358