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KOMPASS KAPITAL ADVISORS, LLC

C50
CRD 335041·SEC 801-132928·OVERLAND PARK, KS
AUM
$116.6M
$100M-$500M
Est. Revenue
$1.2M
@ 1% on AUM
Est. EBITDA
$350K
@ 30% margin
Est. Deal Value
$2.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
KOMPASS KAPITAL ADVISORS, LLC
CRD
335041
SEC file #
801-132928
EIN
—
DBA names
—

Economics

AUM
$116.6M
AUM band
$100M-$500M
AUM trajectory
'25'26
$114.7M → $116.6M▲ +2%
Client mix
—

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'25'26
2 advisors → 2 advisors▬ 0%
Primary office
OVERLAND PARK KS
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/29/2026
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
CONRAD, COURTNEY, MICHELLE
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
4
Control Persons
CONRAD, COURTNEY, MICHELLE
KONNESKY, JEFF, WILLIAM
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.2287
Soi Zip Pct 200k Plus
0.046
Soi Zip Returns 200k Plus
760
Soi Zip Total AGI
1,232,745
Fdic Zip Total Deposits
34,097,575,000
Fdic Zip Branch Count
372
Fdic Zip Top Banks
Valley View State Bank
Capitol Federal Savings Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (19)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
E*trade4
Fdic Zip Branches Raw
Valley View State BankOverland Park, KS
Valley View State BankOverland Park, KS
Fdic Zip HHI
1307.09
Fdic Zip Top Bank Share Pct
26.31
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI47,598
Returns3,800
Stub 2
AGI154,274
Returns4,110
Stub 3
AGI182,330
Returns2,960
Soi Zip Total Business Income
40,733
Soi Zip Total Cap Gains
29,729
Soi Zip Total Dividends
23,054
Soi Zip Total Returns
16,530
Top Owner CRD
8042486
Trust Company Affiliate
No

People (5)

5
CONRAD, COURTNEY, MICHELLE
Direct Owner · 37.5%
8042486
KONNESKY, JEFF, WILLIAM
Direct Owner · 37.5%
2607322
SCHILTZ, SARAH, ELIZABETH
Direct Owner · 37.5%
4676600
SRIVASTAVA, ALOK, KUMAR
Direct Owner · 37.5%
8042485
Eric R Braun
IAR
8055381