SourcingSourcing

PROTOCOL WEALTH, LLC

C47
CRD 335298·SEC 801-132382·DENVER, CO
AUM
$127.1M
$100M-$500M
Est. Revenue
$1.3M
@ 1% on AUM
Est. EBITDA
$381K
@ 30% margin
Est. Deal Value
$3.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PROTOCOL WEALTH, LLC
CRD
335298
SEC file #
801-132382
EIN
—
DBA names
—

Economics

AUM
$127.1M
AUM band
$100M-$500M
AUM trajectory
'25'26
$126.0M → $127.1M▲ +1%
Client mix
Individuals High Net Worth30
Individuals Other14
Pooled Investment Vehicles1

Operations

Employees (total)
3
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'25'26
3 advisors → 3 advisors▬ 0%
Primary office
DENVER CO
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisersEducational Seminars Workshops
Fee basis
% of AUMHourly chargesSubscription feesFixed fees

Filings

Latest ADV filing
04/03/2026
ADV-W filed at
—
Website
protocolwealth.io

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
FORBIDDEN FRUIT CONSULTING, LLC
Top Owner Pct
37.5
Top Owner Entity Kind
DE
Owner Count
6
Control Persons
FORBIDDEN FRUIT CONSULTING, LLC
LEUPOLD CAPITAL MANAGEMENT LLC
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (8)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
1
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Charles Schwab6
Altruist4
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Trust Company Affiliate
No

People (3)

3
BLUMBERG, ADAM, Steven
IAR · Executive Officer · 2.5%
5656102
Rygiel, Nicholas, Wayne
IAR · Executive Officer · 2.5%
5996576
LEUPOLD, JASON, G
IAR · Executive Officer · 2.5%
4124810