SourcingSourcing

LIONSHARES LLC

C38
CRD 335459·SEC 801-133836·BROOKLYN, NY
AUM
$6.0M
<$25M
Est. Revenue
$60K
@ 1% on AUM
Est. EBITDA
$18K
@ 30% margin
Est. Deal Value
$145K
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
LIONSHARES LLC
CRD
335459
SEC file #
801-133836
EIN
—
DBA names
—

Economics

AUM
$6.0M
AUM band
<$25M
AUM trajectory
'25'26
$5.8M → $6.0M▲ +4%
Client mix
Investment Companies1

Operations

Employees (total)
1
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'25'26
1 advisors → 1 advisors▬ 0%
Primary office
BROOKLYN NY
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — investment companies
Fee basis
% of AUM

Filings

Latest ADV filing
03/17/2026
ADV-W filed at
—
Website
lionsharesetf.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
Massie, Sofia, Leon
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
Massie, Sofia, Leon
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
LIONSHARESETF.COM
Rdap Domain Creation Date
2025-02-11T03:02:33Z
Rdap Firm Age Years
1
Rdap Firm Age Band
<5y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.2777
Soi Zip Pct 200k Plus
0.1094
Soi Zip Returns 200k Plus
2020
Soi Zip Total AGI
1,987,126
Fdic Zip Total Deposits
15,175,576,000
Fdic Zip Branch Count
223
Fdic Zip Top Banks
JPMorgan Chase Bank, National Association
Citibank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Fdic Zip Branches Raw
Emigrant Savings BankNew York City, NY
Independence Savings BankNew York City, NY
Fdic Zip HHI
1576.82
Fdic Zip Top Bank Share Pct
29.37
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-02-11T03:02:33Z
Rdap Domain Last Changed
2025-02-11T03:02:33Z
Rdap Nameservers
Ns49.domaincontrol.comNs50.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI67,150
Returns5,080
Stub 2
AGI139,468
Returns3,810
Stub 3
AGI159,856
Returns2,590
Soi Zip Total Business Income
105,122
Soi Zip Total Cap Gains
109,657
Soi Zip Total Dividends
27,561
Soi Zip Total Returns
18,470
Top Owner CRD
7392002
Trust Company Affiliate
No

People (1)

1
Sofia Leon Massie
Direct Owner · 87.5%
7392002