SourcingSourcing

UPLIFT INVESTORS, LP

C47
CRD 335515·SEC 801-132856·DARIEN, CT
AUM
$230.5M
$100M-$500M
Est. Revenue
$2.3M
@ 1% on AUM
Est. EBITDA
$692K
@ 30% margin
Est. Deal Value
$5.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
UPLIFT INVESTORS, LP
CRD
335515
SEC file #
801-132856
EIN
—
DBA names
Uplift

Economics

AUM
$230.5M
AUM band
$100M-$500M
AUM trajectory
'25'26
$211.0M → $230.5M▲ +9%
Client mix
Pooled Investment Vehicles2

Operations

Employees (total)
8
Advisory staff (per ADV)
8
Advisory staff (5-yr trend)
'25'26
8 advisors → 8 advisors▬ 0%
Primary office
DARIEN CT
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
linkedin.com/company/uplift-investors(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
HAUSBERG, WILLIAM, NMN
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
6
Control Persons
HAUSBERG, WILLIAM, NMN
ROSENSTEIN, DOUGLAS, JACOB
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:upliftinvestors.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.6289
Soi Zip Pct 200k Plus
0.5115
Soi Zip Returns 200k Plus
4,880
Soi Zip Total AGI
6,770,883
Fdic Zip Total Deposits
43,757,533,000
Fdic Zip Branch Count
494
Fdic Zip Top Banks
Bank of America, National Association
JPMorgan Chase Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (19)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Fdic Zip Branches Raw
Fleet Bank, National AssociationDarien, CT
First County BankDarien, CT
Fdic Zip HHI
562.08
Fdic Zip Top Bank Share Pct
13.25
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI16,452
Returns1,840
Stub 2
AGI24,322
Returns670
Stub 3
AGI34,221
Returns550
Soi Zip Total Business Income
149,969
Soi Zip Total Cap Gains
1,672,149
Soi Zip Total Dividends
454,436
Soi Zip Total Returns
9,540
Top Owner CRD
8072273
Trust Company Affiliate
No

People (4)

4
HAUSBERG, WILLIAM, NMN
Direct Owner · 37.5%
8072273
ROSENSTEIN, DOUGLAS, JACOB
Direct Owner · 17.5%
5556128
SKAF, BRADLEY, SOUHEIL
Direct Owner · 17.5%
5682575
Jillian Patrice Mederos
Executive Officer · 2.5%
5680811