SourcingSourcing

THIRD VIEW PRIVATE WEALTH, LLC

C35
CRD 335591·SEC 801-132770·WESTPORT, CT
AUM
$1.16B
$1B+
Est. Revenue
$11.6M
@ 1% on AUM
Est. EBITDA
$3.5M
@ 30% margin
Est. Deal Value
$27.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
THIRD VIEW PRIVATE WEALTH, LLC
CRD
335591
SEC file #
801-132770
EIN
333832923
DBA names
Third View Private Wealth

Economics

AUM
$1.16B
AUM band
$1B+
AUM trajectory
'25'26
$1.05B → $1.16B▲ +10%
Client mix
Individuals High Net Worth183
Individuals Other139
Charitable Organizations2

Operations

Employees (total)
11
Advisory staff (per ADV)
6
Advisory staff (5-yr trend)
'25'26
6 advisors → 6 advisors▬ 0%
Primary office
WESTPORT CT
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consultingSelection of other advisers
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
04/27/2026
ADV-W filed at
—
Website
thirdviewpw.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
APHYRA HOLDINGS LLC
Top Owner Pct
37.5
Top Owner Entity Kind
DE
Owner Count
7
Control Persons
APHYRA HOLDINGS LLC
JRS III HOLDING LLC
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
THIRDVIEWPW.COM
Rdap Domain Creation Date
2024-12-06T00:05:30Z
Rdap Firm Age Years
2
Rdap Firm Age Band
<5y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002083406
Edgar Registered
Yes
Edgar Filing Count
2
Edgar First Filing Date
2026-01-23
Edgar Last Filing Date
2026-04-15
Edgar 13f Count
2
Edgar 13f Latest AUM Estimate
Filing Date2026-04-15
Accession0002083406-26-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
1
Bc Firm Active IA Count
7
Bc Firm IAR Count
7
Custodian Candidates
Full
Charles Schwab10
Fidelity6
E*trade4
Edgar Addresses
Mailing
55 POST ROAD WESTFIRST FLOORWESTPORT, CT 06880
Business
55 POST ROAD WESTFIRST FLOORWESTPORT, CT 06880
Edgar EIN
333832923
Edgar Recent Filings
13F-HR2026-04-15 · 0002083406-26-000002
13F-HR2026-01-23 · 0002083406-26-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-12-06T00:05:30Z
Rdap Domain Last Changed
2025-12-06T18:03:07Z
Rdap Nameservers
Graham.ns.cloudflare.comRoxy.ns.cloudflare.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
No

People (8)

8
SNEED, JERRY, ROBERT
IAR · Executive Officer · 2.5%
5654825
MCKIERNAN, FRANCIS, John
IAR · Executive Officer · 2.5%
6321345
PONGRACZ, ZOLTAN
IAR · Executive Officer · 2.5%
5982671
PAYNE, CHRISTOPHER, LEE
Executive Officer · 2.5%
4913131
Jake Ryan McCarthy
IAR
7238338
Michael Alexander Herbert
IAR
7041595
AMANDA MARIA DIGUISEPPE
IAR
7124005
Christopher Mathew Sneed
IAR
7250271