SourcingSourcing

WLTH CAPITAL MANAGEMENT, LLC

C45
CRD 335594·SEC 801-132454·CHANDLER, AZ
AUM
$229.8M
$100M-$500M
Est. Revenue
$2.3M
@ 1% on AUM
Est. EBITDA
$689K
@ 30% margin
Est. Deal Value
$5.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
WLTH CAPITAL MANAGEMENT, LLC
CRD
335594
SEC file #
801-132454
EIN
334886531
DBA names
—

Economics

AUM
$229.8M
AUM band
$100M-$500M
AUM trajectory
'25'26
$168.9M → $229.8M▲ +36%
Client mix
Individuals High Net Worth56
Individuals Other25

Operations

Employees (total)
5
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'25'26
2 advisors → 2 advisors▬ 0%
Primary office
CHANDLER AZ
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consulting
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/13/2026
ADV-W filed at
—
Website
wlthcapitalmanagement.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
KENEFICK-ROGERS, CEAN, NICHOLAS
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
KENEFICK-ROGERS, CEAN, NICHOLAS
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
WLTHCAPITALMANAGEMENT.COM
Rdap Domain Creation Date
2025-04-23T19:49:56Z
Rdap Firm Age Years
1
Rdap Firm Age Band
<5y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002112635
Edgar Registered
Yes
Edgar Filing Count
3
Edgar First Filing Date
2026-02-24
Edgar Last Filing Date
2026-04-10
Edgar 13f Count
3
Edgar 13f Latest AUM Estimate
Filing Date2026-04-10
Accession0001951757-26-000585

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.1974
Soi Zip Pct 200k Plus
0.0416
Soi Zip Returns 200k Plus
1,420
Soi Zip Total AGI
2,402,146
Fdic Zip Total Deposits
9,484,155,000
Fdic Zip Branch Count
165
Fdic Zip Top Banks
Western State Bank
Wells Fargo Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (27)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
Fidelity4
E*trade4
Edgar Addresses
Mailing
25 SOUTH ARIZONA PLACESUITE 537CHANDLER, AZ 85225
Business
25 SOUTH ARIZONA PLACESUITE 537CHANDLER, AZ 85225
Edgar EIN
334886531
Edgar Recent Filings
13F-HR/A2026-04-10 · 0001951757-26-000585
13F-HR2026-04-08 · 0001951757-26-000525
Fdic Zip Branches Raw
Wells Fargo Bank, National AssociationScottsdale, AZ
Wells Fargo Bank, National AssociationScottsdale, AZ
Fdic Zip HHI
2200.66
Fdic Zip Top Bank Share Pct
36.53
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-04-23T19:49:56Z
Rdap Domain Last Changed
2026-04-24T10:32:07Z
Rdap Nameservers
Pdns09.domaincontrol.comPdns10.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI110,152
Returns8,120
Stub 2
AGI355,311
Returns9,520
Stub 3
AGI374,999
Returns6,120
Soi Zip Total Business Income
68,105
Soi Zip Total Cap Gains
89,995
Soi Zip Total Dividends
19,301
Soi Zip Total Returns
34,100
Top Owner CRD
4751006
Trust Company Affiliate
No

People (2)

2
KENEFICK-ROGERS, CEAN, NICHOLAS
IAR · Direct Owner · 87.5%
4751006
RICHARD JOHN SPADARO
IAR
5385937