SourcingSourcing

M3 WEALTH MANAGEMENT, LLC

A72
CRD 335612·SEC 801-132477·NORTH ROYALTON, OH
AUM
$160.2M
$100M-$500M
Est. Revenue
$1.6M
@ 1% on AUM
Est. EBITDA
$481K
@ 30% margin
Est. Deal Value
$3.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
M3 WEALTH MANAGEMENT, LLC
CRD
335612
SEC file #
801-132477
EIN
334789487
DBA names
M3 Wealth Management

Economics

AUM
$160.2M
AUM band
$100M-$500M
AUM trajectory
'25'26
$143.2M → $160.2M▲ +12%
Client mix
Individuals Other426
Individuals High Net Worth60

Operations

Employees (total)
3
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'25'26
2 advisors → 2 advisors▬ 0%
Primary office
NORTH ROYALTON OH
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — businessesPension consultingSelection of other advisers
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
02/24/2026
ADV-W filed at
—
Website
m3wealthmanagement.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
DONNELLAN, MICHAEL, JAMES
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
DONNELLAN, MICHAEL, JAMES
PINZONE, MARK, PHILLIP
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
M3WEALTHMANAGEMENT.COM
Rdap Domain Creation Date
2015-10-13T04:45:05Z
Rdap Firm Age Years
11
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002109365
Edgar Registered
Yes
Edgar Filing Count
3
Edgar First Filing Date
2026-02-09
Edgar Last Filing Date
2026-05-05
Edgar 13f Count
3
Edgar 13f Latest AUM Estimate
Filing Date2026-05-05
Accession0001765380-26-000148

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.2726
Soi Zip Pct 200k Plus
0.0708
Soi Zip Returns 200k Plus
1,200
Soi Zip Total AGI
1,471,218
Fdic Zip Total Deposits
15,743,974,000
Fdic Zip Branch Count
257
Fdic Zip Top Banks
PNC Bank, National Association
Fifth Third Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (27)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
1
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
17601 WEST 130TH STREETSUITE 1NORTH ROYALTON, OH 44133
Business
17601 WEST 130TH STREETSUITE 1NORTH ROYALTON, OH 44133
Edgar EIN
334789487
Edgar Recent Filings
13F-HR2026-05-05 · 0001765380-26-000148
13F-HR/A2026-05-05 · 0002109365-26-000004
Fdic Zip Branches Raw
Society National BankNorth Royalton, OH
Century Federal Savings BankNorth Royalton, OH
Fdic Zip HHI
790.42
Fdic Zip Top Bank Share Pct
15.21
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2030-10-13T04:45:05Z
Rdap Domain Last Changed
2025-05-08T19:45:50Z
Rdap Nameservers
Ns8.wixdns.netNs9.wixdns.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI45,546
Returns3,930
Stub 2
AGI130,768
Returns3,470
Stub 3
AGI181,521
Returns2,950
Soi Zip Total Business Income
46,494
Soi Zip Total Cap Gains
54,008
Soi Zip Total Dividends
27,178
Soi Zip Total Returns
16,950
Top Owner CRD
2052675
Trust Company Affiliate
No

People (3)

3
DONNELLAN, MICHAEL, JAMES
IAR · Direct Owner · 62.5%
2052675
PINZONE, MARK, PHILLIP
IAR · Direct Owner · 62.5%
2252556
KASTING, JONATHAN, GLENN
Executive Officer · 2.5%
7176479