SourcingSourcing

SA WEALTH MANAGEMENT LLC

B54
CRD 335680·SEC 801-132680·HUNTINGTON, NY
AUM
$496.4M
$100M-$500M
Est. Revenue
$5.0M
@ 1% on AUM
Est. EBITDA
$1.5M
@ 30% margin
Est. Deal Value
$11.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SA WEALTH MANAGEMENT LLC
CRD
335680
SEC file #
801-132680
EIN
—
DBA names
Steinberganna Wealth Management Llc

Economics

AUM
$496.4M
AUM band
$100M-$500M
AUM trajectory
'25'26
$320.9M → $496.4M▲ +55%
Client mix
Individuals Other152
Individuals High Net Worth107
Pension Profit Sharing Plans8

Operations

Employees (total)
3
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'25'26
2 advisors → 2 advisors▬ 0%
Primary office
HUNTINGTON NY
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individuals
Fee basis
% of AUMFixed feesPerformance-based fees

Filings

Latest ADV filing
02/09/2026
ADV-W filed at
—
Website
steinberganna.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ANNA, KENNETH, CHARLES
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
ANNA, KENNETH, CHARLES
STEINBERG, DANIEL
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
STEINBERGANNA.COM
Rdap Domain Creation Date
2009-07-16T22:30:28Z
Rdap Firm Age Years
17
Rdap Firm Age Band
10-20y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-07-16T22:30:28Z
Rdap Domain Last Changed
2025-08-23T04:36:13Z
Rdap Nameservers
Ns.liquidweb.comNs1.liquidweb.com
Rdap Secure Dns Enabled
No
Rdap Status
Active
Top Owner CRD
2204605
Trust Company Affiliate
No

People (3)

3
STEINBERG, DANIEL
IAR · Direct Owner · 62.5%
2204533
ANNA, KENNETH, CHARLES
IAR · Direct Owner · 62.5%
2204605
Gretchen, Lauren, Gail
Executive Officer · 2.5%
2690894