SourcingSourcing

PROJECT LEVEL MANAGEMENT COMPANY, LLC

C35
CRD 335704·SEC 801-132839·CHICAGO, IL
AUM
$293.8M
$100M-$500M
Est. Revenue
$2.9M
@ 1% on AUM
Est. EBITDA
$881K
@ 30% margin
Est. Deal Value
$7.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PROJECT LEVEL MANAGEMENT COMPANY, LLC
CRD
335704
SEC file #
801-132839
EIN
000000000
DBA names
—

Economics

AUM
$293.8M
AUM band
$100M-$500M
AUM trajectory
—
Client mix
Pooled Investment Vehicles4

Operations

Employees (total)
50
Advisory staff (per ADV)
8
Advisory staff (5-yr trend)
'25'26
7 advisors → 8 advisors▲ +14%
Primary office
CHICAGO IL
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
04/01/2026
ADV-W filed at
—
Website
linkedin.com/company/ariel-prjct-level(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ARIEL INVESTMENTS HOLDING
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
10
Control Persons
ARIEL INVESTMENTS HOLDING
BROOKE, BETH, ANN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002054334
Edgar Registered
Yes
Edgar Filing Count
2
Edgar First Filing Date
2025-02-03
Edgar Last Filing Date
2026-02-03
Edgar Form D Count
2
Edgar Form D Offerings
2026-02-032026-02-03 · 0000905148-26-000474
2025-02-032025-02-03 · 0002054334-25-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Edgar Addresses
Mailing
200 EAST RANDOLPH STREETSUITE 2900CHICAGO, IL 60601
Business
200 EAST RANDOLPH STREETSUITE 2900CHICAGO, IL 60601
Edgar EIN
000000000
Edgar Recent Filings
D/A2026-02-03 · 0000905148-26-000474
D2025-02-03 · 0002054334-25-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
Yes

People (9)

9
BROOKE, BETH, ANN
Executive Officer · 2.5%
4392701
CALDERON, CARLOS, ESTUARDO
Executive Officer · 2.5%
6864114
HOBSON LUCAS, MELLODY, LOUISE
Executive Officer · 2.5%
2184315
Marshall, Cynthia, G
Executive Officer · 2.5%
8199521
MILLS, STEPHEN, C
Executive Officer · 2.5%
5962806
RODRIGUEZ-AYALA, EMMA, LEONOR
Executive Officer · 2.5%
6183654
ROMERO, ANTHONY, DAVID
Executive Officer · 2.5%
7351846
Thomas, Pascale, Marie
Executive Officer · 2.5%
7740666
Wright, Jason, Gomillion
Executive Officer · 2.5%
8075424