SourcingSourcing

PROSPECT ENHANCED YIELD MANAGEMENT, LLC

C38
CRD 335748·SEC 801-132686·WEST PALM BEACH, FL
AUM
$31.7M
$25M-$100M
Est. Revenue
$317K
@ 1% on AUM
Est. EBITDA
$95K
@ 30% margin
Est. Deal Value
$761K
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PROSPECT ENHANCED YIELD MANAGEMENT, LLC
CRD
335748
SEC file #
801-132686
EIN
—
DBA names
—

Economics

AUM
$31.7M
AUM band
$25M-$100M
AUM trajectory
—
Client mix
Investment Companies1

Operations

Employees (total)
61
Advisory staff (per ADV)
9
Advisory staff (5-yr trend)
'25'26
9 advisors → 9 advisors▬ 0%
Primary office
WEST PALM BEACH FL
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — investment companies
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/25/2026
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
PROSPECT CAPITAL MANAGEMENT L.P.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
4
Control Persons
PROSPECT CAPITAL MANAGEMENT L.P.
ELIASEK, GRIER, M.
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (9)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
131018
Trust Company Affiliate
No

People (4)

4
PROSPECT CAPITAL MANAGEMENT L.P.
Direct Owner · 87.5%
131018
ELIASEK, GRIER, M.
Executive Officer · 2.5%
6119265
VAN DASK, KRISTIN, LEA
Executive Officer · 2.5%
5213098
WININGER, RUSSELL, LAWRENCE
Executive Officer · 2.5%
7942476