CARLSON FINANCIAL, INC.

C46
CRD 335831·SEC 801-134078·CANBY, OR
AUM
$318.0M
$100M-$500M
Est. Revenue
$3.2M
@ 1% on AUM
Est. EBITDA
$954K
@ 30% margin
Est. Deal Value
$7.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CARLSON FINANCIAL, INC.
CRD
335831
SEC file #
801-134078
EIN
DBA names
4:8 Financial

Economics

AUM
$318.0M
AUM band
$100M-$500M
AUM trajectory
'25'26
$301.3M → $318.0M▲ +6%
Client mix
Individuals Other752
Individuals High Net Worth69
Pension Profit Sharing Plans6
Corporations4
Charitable Organizations3

Operations

Employees (total)
8
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'25'26
1 advisors → 4 advisors▲ +300%
Primary office
CANBY OR
Branches

Custodian & Brokerage

Primary custodian
LPL Financiallow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consultingSelection of other advisers
Fee basis
% of AUM

Filings

Latest ADV filing
04/08/2026
ADV-W filed at

Compliance

Disclosures (firm)
0
Trademark
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
CARLSON, PAUL, STEVENS
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
CARLSON, PAUL, STEVENS
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
48FINANCIAL.COM
Rdap Domain Creation Date
2015-05-18T19:09:05Z
Rdap Firm Age Years
11
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.2907
Soi Zip Pct 200k Plus
0.0718
Soi Zip Returns 200k Plus
860
Soi Zip Total AGI
1,122,813
Fdic Zip Total Deposits
9,191,783,000
Fdic Zip Branch Count
178
Fdic Zip Top Banks
U.S. Bank National Association
Wells Fargo Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Lpl Financial6
E*trade4
Fdic Zip Branches Raw
First State Bank of OregonCanby, OR
First Interstate Bank of Oregon, National AssociationCanby, OR
Fdic Zip HHI
1266.59
Fdic Zip Top Bank Share Pct
21.12
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-05-18T19:09:05Z
Rdap Domain Last Changed
2024-05-19T18:35:42Z
Rdap Nameservers
Ns17.domaincontrol.comNs18.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI33,079
Returns2,720
Stub 2
AGI95,458
Returns2,560
Stub 3
AGI113,509
Returns1,840
Soi Zip Total Business Income
33,927
Soi Zip Total Cap Gains
70,535
Soi Zip Total Dividends
17,119
Soi Zip Total Returns
11,970
Top Owner CRD
4297341
Trust Company Affiliate
No