SourcingSourcing

TE ADVISORS LLC

C39
CRD 336139·SEC 801-132773·QUINCY, MA
AUM
$11K
<$25M
Est. Revenue
$107.15
@ 1% on AUM
Est. EBITDA
$32.145
@ 30% margin
Est. Deal Value
$257.16
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
TE ADVISORS LLC
CRD
336139
SEC file #
801-132773
EIN
—
DBA names
—

Economics

AUM
$11K
AUM band
<$25M
AUM trajectory
—
Client mix
Individuals Other13

Operations

Employees (total)
5
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'25'26
2 advisors → 2 advisors▬ 0%
Primary office
QUINCY MA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — individuals
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/27/2026
ADV-W filed at
—
Website
tappengine.com

Compliance

Disclosures (firm)
2
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
TAPP ENGINE, INC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
5
Control Persons
TAPP ENGINE, INC
ALMANZA, PATTI, SUE
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
TAPPENGINE.COM
Rdap Domain Creation Date
2019-05-07T09:01:09Z
Rdap Firm Age Years
7
Rdap Firm Age Band
5-10y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.2749
Soi Zip Pct 200k Plus
0.0719
Soi Zip Returns 200k Plus
2,270
Soi Zip Total AGI
2,664,405
Fdic Zip Total Deposits
51,178,530,000
Fdic Zip Branch Count
547
Fdic Zip Top Banks
Bank of America, National Association
Citizens Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (23)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Fdic Zip Branches Raw
State Street Bank and Trust CompanyQuincy, MA
State Street Bank and Trust CompanyQuincy, MA
Fdic Zip HHI
871.41
Fdic Zip Top Bank Share Pct
19.5
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-05-07T09:01:09Z
Rdap Domain Last Changed
2026-05-08T18:37:47Z
Rdap Nameservers
Diva.ns.cloudflare.comHank.ns.cloudflare.com
Rdap Secure Dns Enabled
No
Rdap Status
Active
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI81,921
Returns6,930
Stub 2
AGI230,971
Returns6,140
Stub 3
AGI354,546
Returns5,720
Soi Zip Total Business Income
78,573
Soi Zip Total Cap Gains
67,872
Soi Zip Total Dividends
24,764
Soi Zip Total Returns
31,580
Trust Company Affiliate
No

People (4)

4
ALMANZA, PATTI, SUE
Executive Officer · 2.5%
4067774
SHAWN PIERRE HOCKADAY
Executive Officer · 2.5%
2882891
DAVID JOSEPH KENNY
Executive Officer · 2.5%
2420985
TOSIN OSUNSANYA
Executive Officer · 2.5%
3117458