SourcingSourcing

INTEGRATIVE PLANNING, INC.

C47
CRD 336307·SEC 801-133844·CORNELIUS, NC
AUM
$101.4M
$100M-$500M
Est. Revenue
$1.0M
@ 1% on AUM
Est. EBITDA
$304K
@ 30% margin
Est. Deal Value
$2.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
INTEGRATIVE PLANNING, INC.
CRD
336307
SEC file #
801-133844
EIN
—
DBA names
—

Economics

AUM
$101.4M
AUM band
$100M-$500M
AUM trajectory
'25'26
$100.2M → $101.4M▲ +1%
Client mix
Individuals Other188
Individuals High Net Worth36

Operations

Employees (total)
6
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'25'26
2 advisors → 3 advisors▲ +50%
Primary office
CORNELIUS NC
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisers
Fee basis
% of AUMHourly charges

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
myintegrativeplanning.com

Compliance

Disclosures (firm)
1
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
LEE, SHAWN, PATRICK
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
LEE, SHAWN, PATRICK
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
MYINTEGRATIVEPLANNING.COM
Rdap Domain Creation Date
2025-07-15T01:29:19Z
Rdap Firm Age Years
1
Rdap Firm Age Band
<5y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.41
Soi Zip Pct 200k Plus
0.2017
Soi Zip Returns 200k Plus
3,080
Soi Zip Total AGI
2,797,007
Fdic Zip Total Deposits
20,421,876,000
Fdic Zip Branch Count
378
Fdic Zip Top Banks
Wells Fargo Bank, National Association
Bank of America, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Charles Schwab6
E*trade4
Fdic Zip Branches Raw
First-Citizens Bank & Trust CompanyCornelius, NC
United Carolina BankCornelius, NC
Fdic Zip HHI
751.45
Fdic Zip Top Bank Share Pct
14.89
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-07-15T01:29:19Z
Rdap Domain Last Changed
2025-07-15T01:29:19Z
Rdap Nameservers
Ns27.domaincontrol.comNs28.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI37,553
Returns3,280
Stub 2
AGI87,091
Returns2,330
Stub 3
AGI123,495
Returns2,000
Soi Zip Total Business Income
77,463
Soi Zip Total Cap Gains
374,386
Soi Zip Total Dividends
98,643
Soi Zip Total Returns
15,270
Top Owner CRD
5892651
Trust Company Affiliate
No

People (3)

3
LEE, SHAWN, PATRICK
IAR · Direct Owner · 87.5%
5892651
Nicholas John Lavella
IAR
6661996
ANDREW JAMES GIBSON
IAR
6254253