SourcingSourcing

SLEDGE AND COMPANY WEALTH ADVISORS, LLC

B51
CRD 336314·SEC 801-132809·HIGH POINT, NC
AUM
$183.4M
$100M-$500M
Est. Revenue
$1.8M
@ 1% on AUM
Est. EBITDA
$550K
@ 30% margin
Est. Deal Value
$4.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SLEDGE AND COMPANY WEALTH ADVISORS, LLC
CRD
336314
SEC file #
801-132809
EIN
—
DBA names
Sledge And Company Wealth Advisors

Economics

AUM
$183.4M
AUM band
$100M-$500M
AUM trajectory
'25'26
$163.8M → $183.4M▲ +12%
Client mix
Individuals Other141
Individuals High Net Worth53
Charitable Organizations6

Operations

Employees (total)
4
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'25'26
2 advisors → 4 advisors▲ +100%
Primary office
HIGH POINT NC
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
04/10/2026
ADV-W filed at
—
Website
sledgeandcompany.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SLEDGE, JAMIE, DAVID
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
SLEDGE, JAMIE, DAVID
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
SLEDGEANDCOMPANY.COM
Rdap Domain Creation Date
2009-06-04T14:30:16Z
Rdap Firm Age Years
17
Rdap Firm Age Band
10-20y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.1793
Soi Zip Pct 200k Plus
0.065
Soi Zip Returns 200k Plus
660
Soi Zip Total AGI
920,580
Fdic Zip Total Deposits
13,424,100,000
Fdic Zip Branch Count
272
Fdic Zip Top Banks
Wells Fargo Bank, National Association
Branch Banking and Trust Company

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
1
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
E*trade4
Fdic Zip Branches Raw
Southern National Bank of North CarolinaHigh Point, NC
Southern National Bank of North CarolinaHigh Point, NC
Fdic Zip HHI
1196.07
Fdic Zip Top Bank Share Pct
23.76
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2029-06-04T14:30:16Z
Rdap Domain Last Changed
2024-04-05T06:21:23Z
Rdap Nameservers
Ns49.worldnic.comNs50.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI45,466
Returns3,440
Stub 2
AGI104,280
Returns2,880
Stub 3
AGI80,361
Returns1,320
Soi Zip Total Business Income
37,294
Soi Zip Total Cap Gains
148,075
Soi Zip Total Dividends
34,083
Soi Zip Total Returns
10,150
Top Owner CRD
4078983
Trust Company Affiliate
No

People (4)

4
SLEDGE, JAMIE, DAVID
IAR · Direct Owner · 87.5%
4078983
JUSTIN DAVID SLEDGE
IAR
7498795
WARREN CHAD CARRICK
IAR
5728615
Kurt Williams Shuler
IAR
7945224