SourcingSourcing

FIVANCIAL ADVISORS, INC.

C36
CRD 336326·SEC 801-132841·DALLAS, TX
AUM
$925
<$25M
Est. Revenue
$9.25
@ 1% on AUM
Est. EBITDA
$2.775
@ 30% margin
Est. Deal Value
$22.2
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
FIVANCIAL ADVISORS, INC.
CRD
336326
SEC file #
801-132841
EIN
—
DBA names
—

Economics

AUM
$925
AUM band
<$25M
AUM trajectory
—
Client mix
Individuals Other96

Operations

Employees (total)
1
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'25'26
1 advisors → 1 advisors▬ 0%
Primary office
DALLAS TX
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — individualsOther Advisory Services
Fee basis
Subscription fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
banksocial.io

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
WINGATE, JOHN
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
WINGATE, JOHN
REED, REBECCA, A
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.3494
Soi Zip Pct 200k Plus
0.1472
Soi Zip Returns 200k Plus
3,270
Soi Zip Total AGI
3,238,314
Fdic Zip Total Deposits
74,860,376,000
Fdic Zip Branch Count
379
Fdic Zip Top Banks
Compass Bank
Bbva Usa

Compliance & brand

Firm Registration Status
active

All other collected signals (20)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Fdic Zip Branches Raw
Home Savings of America, FSBDallas, TX
The Oaks Bank & Trust CompanyDallas, TX
Fdic Zip HHI
2169.76
Fdic Zip Top Bank Share Pct
43.56
Fdic Zip Year
2025
Fee Schedule
Bracket I100
Bracket Ii0
Bracket Iii0
Bracket Iv0
Bracket V0
Firm Has Custody
No
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI40,707
Returns3,100
Stub 2
AGI144,602
Returns3,830
Stub 3
AGI277,892
Returns4,470
Soi Zip Total Business Income
100,316
Soi Zip Total Cap Gains
470,895
Soi Zip Total Dividends
92,810
Soi Zip Total Returns
22,210
Top Owner CRD
8079666
Trust Company Affiliate
No

People (3)

3
WINGATE, JOHN
Direct Owner · 62.5%
8079666
REED, REBECCA, A
Direct Owner · 17.5%
5047689
DE SILVA, RAVI
Executive Officer · 2.5%
8079667