SourcingSourcing

AGILIS INVESTMENT MANAGEMENT LLC

C45
CRD 336358·SEC 801-132879·WILTON, CT
AUM
$123.8M
$100M-$500M
Est. Revenue
$1.2M
@ 1% on AUM
Est. EBITDA
$371K
@ 30% margin
Est. Deal Value
$3.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
AGILIS INVESTMENT MANAGEMENT LLC
CRD
336358
SEC file #
801-132879
EIN
—
DBA names
—

Economics

AUM
$123.8M
AUM band
$100M-$500M
AUM trajectory
'25'26
$123.6M → $123.8M▬ 0%
Client mix
Individuals High Net Worth163
Individuals Other31
Pension Profit Sharing Plans12
Charitable Organizations4
Corporations2

Operations

Employees (total)
4
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'25'26
3 advisors → 4 advisors▲ +33%
Primary office
WILTON CT
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — businesses
Fee basis
% of AUM

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
agilisinvest.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
HU, JIN
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
HU, JIN
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
AGILISINVEST.COM
Rdap Domain Creation Date
2024-01-07T15:21:53Z
Rdap Firm Age Years
2
Rdap Firm Age Band
<5y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.5967
Soi Zip Pct 200k Plus
0.4269
Soi Zip Returns 200k Plus
3,620
Soi Zip Total AGI
2,940,638
Fdic Zip Total Deposits
28,899,402,000
Fdic Zip Branch Count
407
Fdic Zip Top Banks
JPMorgan Chase Bank, National Association
Fairfield County Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Charles Schwab10
E*trade4
Fdic Zip Branches Raw
Fleet Bank, National AssociationWilton, CT
Norwalk Savings SocietyWilton, CT
Fdic Zip HHI
808.15
Fdic Zip Top Bank Share Pct
19.7
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-01-07T15:21:53Z
Rdap Domain Last Changed
2026-01-08T14:02:13Z
Rdap Nameservers
Ns77.domaincontrol.comNs78.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI15,815
Returns1,670
Stub 2
AGI24,861
Returns670
Stub 3
AGI35,040
Returns560
Soi Zip Total Business Income
111,741
Soi Zip Total Cap Gains
318,241
Soi Zip Total Dividends
141,434
Soi Zip Total Returns
8,480
Top Owner CRD
7268157
Trust Company Affiliate
No

People (3)

3
HU, JIN
IAR · Direct Owner · 87.5%
7268157
NYDIA E. CONCEPCION
IAR
2072137
HEATHER SIMON SEVILLANO
IAR
4364781