SourcingSourcing

MAXQ ASSET MANAGEMENT LLC

C49
CRD 336560·SEC 801-132926·GREENWOOD VILLAGE, CO
AUM
$407.7M
$100M-$500M
Est. Revenue
$4.1M
@ 1% on AUM
Est. EBITDA
$1.2M
@ 30% margin
Est. Deal Value
$9.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
MAXQ ASSET MANAGEMENT LLC
CRD
336560
SEC file #
801-132926
EIN
—
DBA names
—

Economics

AUM
$407.7M
AUM band
$100M-$500M
AUM trajectory
'25'26
$400.0M → $407.7M▲ +2%
Client mix
State Or Municipal Govt1

Operations

Employees (total)
1
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'25'26
1 advisors → 1 advisors▬ 0%
Primary office
GREENWOOD VILLAGE CO
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — businesses
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/16/2026
ADV-W filed at
—
Website
maxqam.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
KLINGHOFFER, JASON, C
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
KLINGHOFFER, JASON, C
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
MAXQAM.COM
Rdap Domain Creation Date
2024-11-09T23:17:20Z
Rdap Firm Age Years
2
Rdap Firm Age Band
<5y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
1
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-11-09T23:17:20Z
Rdap Domain Last Changed
2024-11-09T23:17:20Z
Rdap Nameservers
Ns13.domaincontrol.comNs14.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
5149417
Trust Company Affiliate
No

People (1)

1
KLINGHOFFER, JASON, C
IAR · Direct Owner · 87.5%
5149417