SourcingSourcing

SPIEGELMAN WEALTH MANAGEMENT, INC.

C46
CRD 336637·SEC 801-133759·WALNUT CREEK, CA
AUM
$443.0M
$100M-$500M
Est. Revenue
$4.4M
@ 1% on AUM
Est. EBITDA
$1.3M
@ 30% margin
Est. Deal Value
$10.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SPIEGELMAN WEALTH MANAGEMENT, INC.
CRD
336637
SEC file #
801-133759
EIN
—
DBA names
—

Economics

AUM
$443.0M
AUM band
$100M-$500M
AUM trajectory
'25'26
$431.9M → $443.0M▲ +3%
Client mix
Individuals High Net Worth97
Individuals Other86

Operations

Employees (total)
4
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'25'26
1 advisors → 3 advisors▲ +200%
Primary office
WALNUT CREEK CA
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUM

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
spiegelmanwealth.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SPIEGELMAN, ADAM, DAVID
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
SPIEGELMAN, ADAM, DAVID
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
SPIEGELMANWEALTH.COM
Rdap Domain Creation Date
2018-01-05T17:56:13Z
Rdap Firm Age Years
8
Rdap Firm Age Band
5-10y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Fidelity4
E*trade4
Firm Has Custody
No
Mailing Office Differs
Yes
Rdap Domain Expiration Date
2029-01-05T17:56:13Z
Rdap Domain Last Changed
2025-07-15T20:10:04Z
Rdap Nameservers
Maleah.ns.cloudflare.comPedro.ns.cloudflare.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
3098702
Trust Company Affiliate
No

People (3)

3
SPIEGELMAN, ADAM, DAVID
IAR · Direct Owner · 87.5%
3098702
ARABELLE RACHEL VIDAL RESTAURO
IAR
4852910
JULIE LYNN BRIM
IAR
4357964