SourcingSourcing

Z3 CAPITAL PARTNERS, LLC

A70
CRD 336791·SEC 801-133810·RICHMOND, VA
AUM
$466.8M
$100M-$500M
Est. Revenue
$4.7M
@ 1% on AUM
Est. EBITDA
$1.4M
@ 30% margin
Est. Deal Value
$11.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
Z3 CAPITAL PARTNERS, LLC
CRD
336791
SEC file #
801-133810
EIN
823565025
DBA names
Z3 Capital Partners

Economics

AUM
$466.8M
AUM band
$100M-$500M
AUM trajectory
'25'26
$491.3M → $466.8M▼ -5%
Client mix
Individuals Other241
Individuals High Net Worth62
Corporations7
Charitable Organizations1

Operations

Employees (total)
5
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'25'26
3 advisors → 3 advisors▬ 0%
Primary office
RICHMOND VA
Branches
—

Custodian & Brokerage

Primary custodian
Raymond Jameslow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUM

Filings

Latest ADV filing
03/24/2026
ADV-W filed at
—
Website
z3capital.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MORRIS, SCOT, LEE
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
MORRIS, SCOT, LEE
BORGHI, ALICIA, COULLIER
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
Z3CAPITAL.COM
Rdap Domain Creation Date
2017-10-17T17:20:35Z
Rdap Firm Age Years
9
Rdap Firm Age Band
5-10y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002127787
Edgar Registered
Yes
Edgar Filing Count
2
Edgar First Filing Date
2026-05-07
Edgar Last Filing Date
2026-05-07
Edgar 13f Count
2
Edgar 13f Latest AUM Estimate
Filing Date2026-05-07
Accession0002127787-26-000002

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.2354
Soi Zip Pct 200k Plus
0.0698
Soi Zip Returns 200k Plus
430
Soi Zip Total AGI
538,883
Fdic Zip Total Deposits
19,011,936,000
Fdic Zip Branch Count
369
Fdic Zip Top Banks
Wells Fargo Bank, National Association
Bank of America, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (27)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Raymond James4
E*trade4
Edgar Addresses
Mailing
1739 KELLY ROADRICHMOND, VA 23230
Business
1739 KELLY ROADRICHMOND, VA 23230
Edgar EIN
823565025
Edgar Recent Filings
13F-HR2026-05-07 · 0002127787-26-000002
13F-HR2026-05-07 · 0002127787-26-000001
Fdic Zip Branches Raw
Signet Bank-VirginiaRichmond, VA
Signet Bank-VirginiaRichmond, VA
Fdic Zip HHI
694.72
Fdic Zip Top Bank Share Pct
17.59
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2034-10-17T17:20:35Z
Rdap Domain Last Changed
2025-07-28T23:08:17Z
Rdap Nameservers
Ns57.domaincontrol.comNs58.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI14,586
Returns1,150
Stub 2
AGI54,842
Returns1,450
Stub 3
AGI78,984
Returns1,290
Soi Zip Total Business Income
15,937
Soi Zip Total Cap Gains
21,211
Soi Zip Total Dividends
11,443
Soi Zip Total Returns
6,160
Top Owner CRD
1470835
Trust Company Affiliate
No

People (4)

4
MORRIS, SCOT, LEE
IAR · Direct Owner · 87.5%
1470835
BORGHI, ALICIA, COULLIER
IAR · Executive Officer · 2.5%
2472357
JAMES RUSSELL HADAWAY
Executive Officer · 2.5%
3070075
Gareth Mancini
IAR
7410439