LAUREL OAK WEALTH MANAGEMENT, LLC

C36
CRD 336824·SEC 801-133907·MARLTON, NJ
AUM
$1.40B
$1B+
Est. Revenue
$14.0M
@ 1% on AUM
Est. EBITDA
$4.2M
@ 30% margin
Est. Deal Value
$33.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
LAUREL OAK WEALTH MANAGEMENT, LLC
CRD
336824
SEC file #
801-133907
EIN
393002788
DBA names

Economics

AUM
$1.40B
AUM band
$1B+
AUM trajectory
'25'26
$1.34B → $1.40B▲ +5%
Client mix
Individuals High Net Worth2,477
Individuals Other2,163
Corporations22

Operations

Employees (total)
22
Advisory staff (per ADV)
10
Advisory staff (5-yr trend)
'25'26
11 advisors → 10 advisors▼ -9%
Primary office
MARLTON NJ
Branches

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/27/2026
ADV-W filed at

Compliance

Disclosures (firm)
0
Trademark
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
LAUREL OAK HOLDINGS LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
3
Control Persons
LAUREL OAK HOLDINGS LLC
ROSEN, GREG, M
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
LAURELOAKWEALTH.COM
Rdap Domain Creation Date
2025-04-30T19:26:53Z
Rdap Firm Age Years
1
Rdap Firm Age Band
<5y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002111403
Edgar Registered
Yes
Edgar Filing Count
2
Edgar First Filing Date
2026-02-12
Edgar Last Filing Date
2026-04-21
Edgar 13f Count
2
Edgar 13f Latest AUM Estimate
Filing Date2026-04-21
Accession0002111403-26-000002

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.3867
Soi Zip Pct 200k Plus
0.128
Soi Zip Returns 200k Plus
3,180
Soi Zip Total AGI
2,776,806
Fdic Zip Total Deposits
51,207,476,000
Fdic Zip Branch Count
538
Fdic Zip Top Banks
TD Bank, National Association
PNC Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (26)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
6
Bc Firm Active IA Count
14
Bc Firm IAR Count
14
Custodian Candidates
Full
E*trade4
Goldman Sachs2
Folio Institutional1
Edgar Addresses
Mailing
FIVE GREENTREE CENTER525 ROUTE 73 N STE 200MARLTON, NJ 08053-3422
Business
FIVE GREENTREE CENTER525 ROUTE 73 N STE 200MARLTON, NJ 08053-3422
Edgar EIN
393002788
Edgar Recent Filings
13F-HR2026-04-21 · 0002111403-26-000002
13F-HR2026-02-12 · 0002111403-26-000001
Fdic Zip Branches Raw
Commerce Bank, National AssociationEvesham Township, NJ
Glendale National Bank of New JerseyMarlton, NJ
Fdic Zip HHI
1546.12
Fdic Zip Top Bank Share Pct
33.8
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-04-30T19:26:53Z
Rdap Domain Last Changed
2026-05-01T16:36:17Z
Rdap Nameservers
Pdns07.domaincontrol.comPdns08.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI54,830
Returns4,860
Stub 2
AGI142,065
Returns3,780
Stub 3
AGI225,573
Returns3,640
Soi Zip Total Business Income
96,894
Soi Zip Total Cap Gains
79,258
Soi Zip Total Dividends
47,341
Soi Zip Total Returns
24,850
Trust Company Affiliate
No