SourcingSourcing

SUMMITPOINT CAPITAL MANAGEMENT

C45
CRD 336856·SEC 801-133769·LITTLETON, CO
AUM
$132.5M
$100M-$500M
Est. Revenue
$1.3M
@ 1% on AUM
Est. EBITDA
$398K
@ 30% margin
Est. Deal Value
$3.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SUMMITPOINT CAPITAL MANAGEMENT
CRD
336856
SEC file #
801-133769
EIN
335020235
DBA names
—

Economics

AUM
$132.5M
AUM band
$100M-$500M
AUM trajectory
'25'26
$119.9M → $132.5M▲ +10%
Client mix
Individuals Other48
Individuals High Net Worth41
Investment Companies1
Charitable Organizations1

Operations

Employees (total)
3
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'25'26
1 advisors → 2 advisors▲ +100%
Primary office
LITTLETON CO
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
04/02/2026
ADV-W filed at
—
Website
summitpoint-cap.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
LENGEL, MATTHEW, EDWARD
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
LENGEL, MATTHEW, EDWARD
Bastos, Amanda, Rossi
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
SUMMITPOINT-CAP.COM
Rdap Domain Creation Date
2025-05-16T16:59:22Z
Rdap Firm Age Years
1
Rdap Firm Age Band
<5y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002108283
Edgar Registered
Yes
Edgar Filing Count
1
Edgar First Filing Date
2026-05-07
Edgar Last Filing Date
2026-05-07
Edgar 13f Count
1
Edgar 13f Latest AUM Estimate
Filing Date2026-05-07
Accession0001986152-26-000066

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.3128
Soi Zip Pct 200k Plus
0.1134
Soi Zip Returns 200k Plus
1,690
Soi Zip Total AGI
1,571,432
Fdic Zip Total Deposits
13,948,537,000
Fdic Zip Branch Count
182
Fdic Zip Top Banks
JPMorgan Chase Bank, National Association
CoBiz Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (27)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
2489 MAIN STREETLITTLETON, CO 80120
Business
2489 MAIN STREETLITTLETON, CO 80120
Edgar EIN
335020235
Edgar Recent Filings
13F-HR2026-05-07 · 0001986152-26-000066
Fdic Zip Branches Raw
Bank One, Denver, National AssociationLittleton, CO
Bank One, Denver, National AssociationLittleton, CO
Fdic Zip HHI
1120.03
Fdic Zip Top Bank Share Pct
24.77
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-05-16T16:59:22Z
Rdap Domain Last Changed
2025-05-16T16:59:22Z
Rdap Nameservers
Ns33.domaincontrol.comNs34.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI37,641
Returns3,280
Stub 2
AGI113,315
Returns3,030
Stub 3
AGI143,714
Returns2,340
Soi Zip Total Business Income
41,058
Soi Zip Total Cap Gains
117,387
Soi Zip Total Dividends
36,695
Soi Zip Total Returns
14,900
Top Owner CRD
6428282
Trust Company Affiliate
No

People (3)

3
LENGEL, MATTHEW, EDWARD
IAR · Direct Owner · 87.5%
6428282
Bastos, Amanda, Rossi
Executive Officer · 2.5%
6974391
Alice Regan
IAR
7706327