SourcingSourcing

WAFD WEALTH, INC

C46
CRD 337346·SEC 801-134074·SEATTLE, WA
AUM
$348.1M
$100M-$500M
Est. Revenue
$3.5M
@ 1% on AUM
Est. EBITDA
$1.0M
@ 30% margin
Est. Deal Value
$8.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
WAFD WEALTH, INC
CRD
337346
SEC file #
801-134074
EIN
—
DBA names
—

Economics

AUM
$348.1M
AUM band
$100M-$500M
AUM trajectory
'25'26
$348.1M → $348.1M▬ 0%
Client mix
Individuals High Net Worth174
Individuals Other100

Operations

Employees (total)
14
Advisory staff (per ADV)
7
Advisory staff (5-yr trend)
'25'26
7 advisors → 7 advisors▬ 0%
Primary office
SEATTLE WA
Branches
—

Custodian & Brokerage

Primary custodian
Goldman Sachslow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
01/29/2026
ADV-W filed at
—
Website
wafdwealth.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
WAFD, INC.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
5
Control Persons
WAFD, INC.
CAMPBELL, ROBERT
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
WAFDWEALTH.COM
Rdap Domain Creation Date
2025-04-11T17:35:38Z
Rdap Firm Age Years
1
Rdap Firm Age Band
<5y
Rdap Registrar
Amazon Registrar, Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Fdic Zip Total Deposits
2,009,167,000
Fdic Zip Branch Count
18
Fdic Zip Top Banks
Wells Fargo Bank, National Association
JPMorgan Chase Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
8
Bc Firm IAR Count
8
Custodian Candidates
Full
Goldman Sachs4
E*trade4
Fdic Zip Branches Raw
Wells Fargo Bank, National AssociationSeattle, WA
Wells Fargo Bank, National AssociationSeattle, WA
Fdic Zip HHI
5089.04
Fdic Zip Top Bank Share Pct
56.67
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-04-11T17:35:38Z
Rdap Domain Last Changed
2026-05-16T15:04:34Z
Rdap Nameservers
Ns-1302.awsdns-34.orgNs-1730.awsdns-24.co.ukNs-36.awsdns-04.comNs-947.awsdns-54.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Trust Company Affiliate
No

People (9)

9
THOMPSON, MICHAEL, JOSEPH
IAR · Executive Officer · 2.5%
5971127
Chavez, John, F
IAR · Executive Officer · 2.5%
2427939
CAMPBELL, ROBERT
IAR · Executive Officer · 2.5%
5764094
Soriano, Yana, Erika
Executive Officer · 2.5%
8195654
Janiece D Collopy
IAR
7498635
EMILY E SCHWARTZ
IAR
5652952
KA LEUNG LAW
IAR
4722353
LOREN Nicole SANCHEZ
IAR
6228089
ELIZABETH LYNN PARRIS
IAR
5787702