SourcingSourcing

COUNTRYSIDE FINANCIAL LLC

C45
CRD 337489·SEC 801-134098·WILLIAMSVILLE, NY
AUM
$73.2M
$25M-$100M
Est. Revenue
$732K
@ 1% on AUM
Est. EBITDA
$220K
@ 30% margin
Est. Deal Value
$1.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
COUNTRYSIDE FINANCIAL LLC
CRD
337489
SEC file #
801-134098
EIN
—
DBA names
—

Economics

AUM
$73.2M
AUM band
$25M-$100M
AUM trajectory
'25'26
$62.7M → $73.2M▲ +17%
Client mix
Individuals Other233
Individuals High Net Worth15

Operations

Employees (total)
3
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'25'26
3 advisors → 3 advisors▬ 0%
Primary office
WILLIAMSVILLE NY
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMHourly charges

Filings

Latest ADV filing
02/03/2026
ADV-W filed at
—
Website
countrysidefinancialny.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
COUNTRYSIDE FINANCIAL LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
2
Control Persons
COUNTRYSIDE FINANCIAL LLC
GWIN, ABBEY
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
COUNTRYSIDEFINANCIALNY.COM
Rdap Domain Creation Date
2020-05-19T23:10:27Z
Rdap Firm Age Years
6
Rdap Firm Age Band
5-10y
Rdap Registrar
Squarespace Domains II LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.3674
Soi Zip Pct 200k Plus
0.1219
Soi Zip Returns 200k Plus
3,410
Soi Zip Total AGI
3,300,117
Fdic Zip Total Deposits
84,722,636,000
Fdic Zip Branch Count
724
Fdic Zip Top Banks
Manufacturers and Traders Trust Company
HSBC Bank USA, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (23)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Fidelity4
E*trade4
Fdic Zip Branches Raw
The Rochester Community Savings BankWilliamsville, NY
First Federal Savings and Loan Association of RochesterWilliamsville, NY
Fdic Zip HHI
1038.93
Fdic Zip Top Bank Share Pct
18.08
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-05-19T23:10:27Z
Rdap Domain Last Changed
2026-05-05T04:42:32Z
Rdap Nameservers
Ns-cloud-e1.googledomains.comNs-cloud-e2.googledomains.comNs-cloud-e3.googledomains.comNs-cloud-e4.googledomains.com
Rdap Secure Dns Enabled
Yes
Rdap Status
Client Delete ProhibitedClient Transfer Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI70,721
Returns6,220
Stub 2
AGI170,294
Returns4,550
Stub 3
AGI235,538
Returns3,800
Soi Zip Total Business Income
146,570
Soi Zip Total Cap Gains
230,487
Soi Zip Total Dividends
97,532
Soi Zip Total Returns
27,980
Trust Company Affiliate
No

People (3)

3
GWIN, ABBEY
IAR · Executive Officer · 2.5%
5396991
Trevor Cahill
IAR
7634605
Patrick D Sheelar
IAR
7780116