SourcingSourcing

ARAGON FAMILY OFFICE LLC

C41
CRD 337597·SEC 801-133925·HOMEWOOD, AL
AUM
$112.0M
$100M-$500M
Est. Revenue
$1.1M
@ 1% on AUM
Est. EBITDA
$336K
@ 30% margin
Est. Deal Value
$2.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ARAGON FAMILY OFFICE LLC
CRD
337597
SEC file #
801-133925
EIN
—
DBA names
—

Economics

AUM
$112.0M
AUM band
$100M-$500M
AUM trajectory
—
Client mix
Individuals Other123
Individuals High Net Worth63

Operations

Employees (total)
3
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'25'26
2 advisors → 2 advisors▬ 0%
Primary office
HOMEWOOD AL
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individuals
Fee basis
% of AUM

Filings

Latest ADV filing
03/20/2026
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
AFO LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
2
Control Persons
AFO LLC
corcoran, scott, jameson
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.3403
Soi Zip Pct 200k Plus
0.1684
Soi Zip Returns 200k Plus
1930
Soi Zip Total AGI
1,627,295
Fdic Zip Total Deposits
122,842,467,000
Fdic Zip Branch Count
690
Fdic Zip Top Banks
ServisFirst Bank
Synovus Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (18)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Interactive Brokers2
Fdic Zip Branches Raw
First Alabama BankBirmingham, AL
First Alabama BankHomewood, AL
Fdic Zip HHI
1158.29
Fdic Zip Top Bank Share Pct
23.2
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI35,944
Returns2,960
Stub 2
AGI85,305
Returns2,340
Stub 3
AGI86,909
Returns1,410
Soi Zip Total Business Income
48,457
Soi Zip Total Cap Gains
146,759
Soi Zip Total Dividends
54,892
Soi Zip Total Returns
11,460
Trust Company Affiliate
No

People (2)

2
corcoran, scott, jameson
IAR · Executive Officer · 2.5%
6470443
JAMES THOMAS CHAPMAN
IAR
4837315