SourcingSourcing

BLACK WALNUT WEALTH MANAGEMENT, LLC

B59
CRD 337606·SEC 801-134160·TRAVERSE CITY, MI
AUM
$136.8M
$100M-$500M
Est. Revenue
$1.4M
@ 1% on AUM
Est. EBITDA
$410K
@ 30% margin
Est. Deal Value
$3.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
BLACK WALNUT WEALTH MANAGEMENT, LLC
CRD
337606
SEC file #
801-134160
EIN
—
DBA names
Black Walnut Wealth Management

Economics

AUM
$136.8M
AUM band
$100M-$500M
AUM trajectory
'25'26
$129.0M → $136.8M▲ +6%
Client mix
Individuals Other46
Individuals High Net Worth40

Operations

Employees (total)
2
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'25'26
1 advisors → 1 advisors▬ 0%
Primary office
TRAVERSE CITY MI
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Financial planningPortfolio mgmt — individualsPublication of periodicals
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/24/2026
ADV-W filed at
—
Website
blackwalnutwm.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BRAUND, ERICKSON, RICHARD
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
BRAUND, ERICKSON, RICHARD
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
BLACKWALNUTWM.COM
Rdap Domain Creation Date
2017-04-11T15:19:19Z
Rdap Firm Age Years
9
Rdap Firm Age Band
5-10y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.2724
Soi Zip Pct 200k Plus
0.0956
Soi Zip Returns 200k Plus
1,120
Soi Zip Total AGI
1,155,588
Fdic Zip Total Deposits
42,828,454,000
Fdic Zip Branch Count
719
Fdic Zip Top Banks
The Huntington National Bank
Fifth Third Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Fidelity4
E*trade4
Fdic Zip Branches Raw
Old Kent Bank-Grand TraverseGarfield Township, MI
Old Kent Bank-Grand TraverseTraverse City, MI
Fdic Zip HHI
1111.85
Fdic Zip Top Bank Share Pct
22.06
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-04-11T15:19:19Z
Rdap Domain Last Changed
2026-04-12T14:01:17Z
Rdap Nameservers
Ns45.domaincontrol.comNs46.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI34,528
Returns3,150
Stub 2
AGI91,909
Returns2,450
Stub 3
AGI104,718
Returns1,700
Soi Zip Total Business Income
52,408
Soi Zip Total Cap Gains
83,627
Soi Zip Total Dividends
42,197
Soi Zip Total Returns
11,710
Top Owner CRD
2544396
Trust Company Affiliate
No

People (1)

1
BRAUND, ERICKSON, RICHARD
IAR · Direct Owner · 87.5%
2544396