SourcingSourcing

1932 INVESTMENT MANAGEMENT, LLC

C40
CRD 337619·SEC 801-134385·NEWARK, NJ
AUM
$788.0M
$500M-$1B
Est. Revenue
$7.9M
@ 1% on AUM
Est. EBITDA
$2.4M
@ 30% margin
Est. Deal Value
$18.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
1932 INVESTMENT MANAGEMENT, LLC
CRD
337619
SEC file #
801-134385
EIN
—
DBA names
1932 Investment Management

Economics

AUM
$788.0M
AUM band
$500M-$1B
AUM trajectory
—
Client mix
—

Operations

Employees (total)
6
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'25'26
5 advisors → 5 advisors▬ 0%
Primary office
NEWARK NJ
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — businesses
Fee basis
% of AUM

Filings

Latest ADV filing
03/19/2026
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
HORIZON DIVERSIFIED HOLDINGS, INC.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
3
Control Persons
HORIZON DIVERSIFIED HOLDINGS, INC.
LIAU, KEVIN, HONGKAO
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.0863
Soi Zip Pct 200k Plus
0.0135
Soi Zip Returns 200k Plus
270
Soi Zip Total AGI
869,923
Fdic Zip Total Deposits
48,358,339,000
Fdic Zip Branch Count
693
Fdic Zip Top Banks
New York Community Bank
Santander Bank, N.A.

Compliance & brand

Firm Registration Status
active

All other collected signals (18)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
E*trade4
Fdic Zip Branches Raw
Penn Federal Savings BankNewark, NJ
Penn Federal Savings BankNewark, NJ
Fdic Zip HHI
536.46
Fdic Zip Top Bank Share Pct
12.36
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI96,905
Returns9,080
Stub 2
AGI178,671
Returns4,960
Stub 3
AGI168,463
Returns2,740
Soi Zip Total Business Income
81,486
Soi Zip Total Cap Gains
21,605
Soi Zip Total Dividends
2,484
Soi Zip Total Returns
20,040
Trust Company Affiliate
No

People (2)

2
LIAU, KEVIN, HONGKAO
IAR · Executive Officer · 2.5%
2644877
Melaccio, Frank
Executive Officer · 2.5%
8132766