SourcingSourcing

CLARITY RETIREMENT & WEALTH, LLC

C47
CRD 337718·SEC 801-134185·NEW BEDFORD, MA
AUM
$139.5M
$100M-$500M
Est. Revenue
$1.4M
@ 1% on AUM
Est. EBITDA
$419K
@ 30% margin
Est. Deal Value
$3.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CLARITY RETIREMENT & WEALTH, LLC
CRD
337718
SEC file #
801-134185
EIN
—
DBA names
—

Economics

AUM
$139.5M
AUM band
$100M-$500M
AUM trajectory
—
Client mix
Individuals Other231
Individuals High Net Worth98

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'25'26
1 advisors → 2 advisors▲ +100%
Primary office
NEW BEDFORD MA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — businessesSelection of other advisers
Fee basis
% of AUM

Filings

Latest ADV filing
01/14/2026
ADV-W filed at
—
Website
clarityrw.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
WILLIAMS, JOHN, EDWARD
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
WILLIAMS, JOHN, EDWARD
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
CLARITYRW.COM
Rdap Domain Creation Date
2025-06-03T15:09:37Z
Rdap Firm Age Years
1
Rdap Firm Age Band
<5y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.1727
Soi Zip Pct 200k Plus
0.0201
Soi Zip Returns 200k Plus
260
Soi Zip Total AGI
820,874
Fdic Zip Total Deposits
16,878,507,000
Fdic Zip Branch Count
220
Fdic Zip Top Banks
Santander Bank, N.A.
Sovereign Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
1
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Charles Schwab6
E*trade4
Fdic Zip Branches Raw
Citizens Bank of MassachusettsNew Bedford, MA
Compass Bank for SavingsNew Bedford, MA
Fdic Zip HHI
899.84
Fdic Zip Top Bank Share Pct
16.28
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-06-03T15:09:37Z
Rdap Domain Last Changed
2025-09-09T17:59:10Z
Rdap Nameservers
Ns33.domaincontrol.comNs34.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI42,132
Returns3,380
Stub 2
AGI128,332
Returns3,420
Stub 3
AGI149,365
Returns2,430
Soi Zip Total Business Income
21,550
Soi Zip Total Cap Gains
12,267
Soi Zip Total Dividends
3,272
Soi Zip Total Returns
12,910
Top Owner CRD
5864621
Trust Company Affiliate
No

People (1)

1
WILLIAMS, JOHN, EDWARD
IAR · Direct Owner · 87.5%
5864621