SourcingSourcing

PENNANTPARK PRIVATE INCOME FUND ADVISERS LLC

C40
CRD 337750·SEC 801-134327·MIAMI BEACH, FL
AUM
$138.8M
$100M-$500M
Est. Revenue
$1.4M
@ 1% on AUM
Est. EBITDA
$416K
@ 30% margin
Est. Deal Value
$3.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PENNANTPARK PRIVATE INCOME FUND ADVISERS LLC
CRD
337750
SEC file #
801-134327
EIN
—
DBA names
—

Economics

AUM
$138.8M
AUM band
$100M-$500M
AUM trajectory
—
Client mix
Business Devel Companies1

Operations

Employees (total)
91
Advisory staff (per ADV)
30
Advisory staff (5-yr trend)
'25'26
1 advisors → 30 advisors▲ +2900%
Primary office
MIAMI BEACH FL
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — investment companies
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
PENNANTPARK INVESTMENT ADVISERS,
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
5
Control Persons
PENNANTPARK INVESTMENT ADVISERS,
ALLORTO, RICHARD, THOMAS
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (9)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
State Street1
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
143149
Trust Company Affiliate
Yes

People (5)

5
PENNANTPARK INVESTMENT ADVISERS,
Direct Owner · 87.5%
143149
ALLORTO, RICHARD, THOMAS
Executive Officer · 2.5%
5820810
KATZ, ADAM, ROSS
Executive Officer · 2.5%
7630521
PENN, ARTHUR, HOWARD
Executive Officer · 2.5%
1884880
CUMMINS, GERALD, RICHARD
Executive Officer · 2.5%
1322563