SourcingSourcing

BARK SECURITIES, LLC

C35
CRD 337787·SEC 801-134106·SAN FRANCISCO, CA
AUM
$0
<$25M
Est. Revenue
$0
@ 1% on AUM
Est. EBITDA
$0
@ 30% margin
Est. Deal Value
$0
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
BARK SECURITIES, LLC
CRD
337787
SEC file #
801-134106
EIN
—
DBA names
—

Economics

AUM
$0
AUM band
<$25M
AUM trajectory
—
Client mix
—

Operations

Employees (total)
1
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'25'26
1 advisors → 1 advisors▬ 0%
Primary office
SAN FRANCISCO CA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — individuals
Fee basis
% of AUMOther Compensation

Filings

Latest ADV filing
07/24/2025
ADV-W filed at
—
Website
bark.finance

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BARK FINANCE, INC.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
4
Control Persons
BARK FINANCE, INC.
Laqua, Nicolas, Scott
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
bark.finance
Rdap Domain Creation Date
2025-06-08T18:12:24.426Z
Rdap Firm Age Years
1
Rdap Firm Age Band
<5y
Rdap Registrar
Porkbun LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (13)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-06-08T18:12:24.426Z
Rdap Domain Last Changed
2025-06-13T18:12:48.221Z
Rdap Nameservers
Ns-1687.awsdns-18.co.ukNs-725.awsdns-26.netNs-310.awsdns-38.comNs-1207.awsdns-22.org
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Transfer Prohibited
Trust Company Affiliate
No

People (3)

3
Laqua, Nicolas, Scott
Executive Officer · 2.5%
8136462
Margulies, Henry Bernard
Executive Officer · 2.5%
8128349
Yuan, Emily, Zeng
Executive Officer · 2.5%
8136461