SourcingSourcing

NEUBERGER BERMAN LOAN ADVISERS EUROPE II LP

C42
CRD 337854·SEC 801-134272·CHICAGO, IL
AUM
$334.6M
$100M-$500M
Est. Revenue
$3.3M
@ 1% on AUM
Est. EBITDA
$1.0M
@ 30% margin
Est. Deal Value
$8.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
NEUBERGER BERMAN LOAN ADVISERS EUROPE II LP
CRD
337854
SEC file #
801-134272
EIN
—
DBA names
—

Economics

AUM
$334.6M
AUM band
$100M-$500M
AUM trajectory
—
Client mix
Pooled Investment Vehicles1

Operations

Employees (total)
3
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'25'26
3 advisors → 3 advisors▬ 0%
Primary office
CHICAGO IL
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
x.com/neubergerberman

Compliance

Disclosures (firm)
1
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
NEUBERGER BERMAN INVESTMENT
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
5
Control Persons
NEUBERGER BERMAN INVESTMENT
Bhatia, Ashok, Kumar
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:x.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.5155
Soi Zip Pct 200k Plus
0.3402
Soi Zip Returns 200k Plus
330
Soi Zip Total AGI
540,284
Fdic Zip Total Deposits
2,411,018,092,000
Fdic Zip Branch Count
427
Fdic Zip Top Banks
JPMorgan Chase Bank, National Association
Bank of America, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (19)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Bny Mellon3
Goldman Sachs1
U.s. Bank1
Fdic Zip Branches Raw
LaSalle National BankChicago, IL
Bell Federal Savings and Loan AssociationChicago, IL
Fdic Zip HHI
1089.66
Fdic Zip Top Bank Share Pct
17.99
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI1,574
Returns150
Stub 2
AGI3,700
Returns100
Stub 3
AGI7,403
Returns120
Soi Zip Total Business Income
8,601
Soi Zip Total Cap Gains
142,562
Soi Zip Total Dividends
96,628
Soi Zip Total Returns
970
Top Owner CRD
124687
Trust Company Affiliate
Yes

People (4)

4
NEUBERGER BERMAN INVESTMENT
Direct Owner · 87.5%
124687
Bhatia, Ashok, Kumar
Executive Officer · 2.5%
2378849
deRegt, Kenneth, M
Executive Officer · 2.5%
1030085
LORD, BRIAN
Executive Officer · 2.5%
4481766