SourcingSourcing

MAUNEY-PITT FINANCIAL MANAGEMENT, INC.

C44
CRD 337870·SEC 801-134536·SHELBY, NC
AUM
$0
<$25M
Est. Revenue
$0
@ 1% on AUM
Est. EBITDA
$0
@ 30% margin
Est. Deal Value
$0
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
MAUNEY-PITT FINANCIAL MANAGEMENT, INC.
CRD
337870
SEC file #
801-134536
EIN
—
DBA names
—

Economics

AUM
$0
AUM band
<$25M
AUM trajectory
—
Client mix
—

Operations

Employees (total)
6
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
—
Primary office
SHELBY NC
Branches
—

Custodian & Brokerage

Primary custodian
Raymond Jameslow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consultingSelection of other advisers
Fee basis
% of AUM

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
mauney-pitt.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MAUNEY, PATRICK, LAWRENCE
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
MAUNEY, PATRICK, LAWRENCE
PITT, ROBERT, GRAHAM
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
MAUNEY-PITT.COM
Rdap Domain Creation Date
2002-12-13T21:02:47Z
Rdap Firm Age Years
24
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.1598
Soi Zip Pct 200k Plus
0.037
Soi Zip Returns 200k Plus
440
Soi Zip Total AGI
743,185
Fdic Zip Total Deposits
22,958,318,000
Fdic Zip Branch Count
447
Fdic Zip Top Banks
The First National Bank of Shelby
Branch Banking and Trust Company

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Raymond James4
E*trade4
Fdic Zip Branches Raw
First-Citizens Bank & Trust CompanyShelby, NC
First Carolina Federal Savings BankShelby, NC
Fdic Zip HHI
976.88
Fdic Zip Top Bank Share Pct
24.5
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-12-13T21:02:47Z
Rdap Domain Last Changed
2026-01-23T02:04:38Z
Rdap Nameservers
Ns57.domaincontrol.comNs58.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI52,037
Returns4,000
Stub 2
AGI122,019
Returns3,340
Stub 3
AGI102,250
Returns1,680
Soi Zip Total Business Income
19,576
Soi Zip Total Cap Gains
38,151
Soi Zip Total Dividends
16,639
Soi Zip Total Returns
11,890
Top Owner CRD
2228216
Trust Company Affiliate
No

People (2)

2
PITT, ROBERT, GRAHAM
IAR · Direct Owner · 62.5%
1155978
MAUNEY, PATRICK, LAWRENCE
IAR · Direct Owner · 62.5%
2228216