SourcingSourcing

OGARD CAPITAL MARKETS RESEARCH LLC

C35
CRD 337959·SEC 801-134261·HENDERSON, NV
AUM
$62.3M
$25M-$100M
Est. Revenue
$623K
@ 1% on AUM
Est. EBITDA
$187K
@ 30% margin
Est. Deal Value
$1.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
OGARD CAPITAL MARKETS RESEARCH LLC
CRD
337959
SEC file #
801-134261
EIN
—
DBA names
Bufferlabs

Economics

AUM
$62.3M
AUM band
$25M-$100M
AUM trajectory
—
Client mix
Investment Companies1

Operations

Employees (total)
3
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'25'26
2 advisors → 2 advisors▬ 0%
Primary office
HENDERSON NV
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — investment companies
Fee basis
% of AUMOther Compensation

Filings

Latest ADV filing
02/26/2026
ADV-W filed at
—
Website
bufferlabsetfs.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
OGARD, ERIK, WILLIAM
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
OGARD, ERIK, WILLIAM
OGARD, GRANT, WALLACE
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
BUFFERLABSETFS.COM
Rdap Domain Creation Date
2025-01-11T04:15:04Z
Rdap Firm Age Years
1
Rdap Firm Age Band
<5y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.3702
Soi Zip Pct 200k Plus
0.1582
Soi Zip Returns 200k Plus
4,880
Soi Zip Total AGI
5,116,023
Fdic Zip Total Deposits
39,397,654,000
Fdic Zip Branch Count
406
Fdic Zip Top Banks
Wells Fargo Bank, National Association
JPMorgan Chase Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
E*trade4
Fdic Zip Branches Raw
Washington Mutual Bank, FAHenderson, NV
World Savings Bank, FSBHenderson, NV
Fdic Zip HHI
1236.92
Fdic Zip Top Bank Share Pct
28.37
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-01-11T04:15:04Z
Rdap Domain Last Changed
2026-01-11T13:17:32Z
Rdap Nameservers
Ns55.domaincontrol.comNs56.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI82,410
Returns6,580
Stub 2
AGI205,940
Returns5,560
Stub 3
AGI256,611
Returns4,140
Soi Zip Total Business Income
136,935
Soi Zip Total Cap Gains
726,658
Soi Zip Total Dividends
179,454
Soi Zip Total Returns
30,850
Top Owner CRD
2316458
Trust Company Affiliate
No

People (4)

4
OGARD, ERIK, WILLIAM
Direct Owner · 37.5%
2316458
OGARD, GRANT, WALLACE
Direct Owner · 37.5%
8141077
KNIGHT, KENNETH, ELTON
Direct Owner · 17.5%
7798005
MICHAEL TIMOTHY DAVIS
IAR
2220031