SourcingSourcing

SCHLEGEL DUNN LLC

C35
CRD 337990·SEC 801-134319·PLANO, TX
AUM
$279.1M
$100M-$500M
Est. Revenue
$2.8M
@ 1% on AUM
Est. EBITDA
$837K
@ 30% margin
Est. Deal Value
$6.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SCHLEGEL DUNN LLC
CRD
337990
SEC file #
801-134319
EIN
—
DBA names
—

Economics

AUM
$279.1M
AUM band
$100M-$500M
AUM trajectory
—
Client mix
Individuals Other79
Individuals High Net Worth75

Operations

Employees (total)
4
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'25'26
3 advisors → 3 advisors▬ 0%
Primary office
PLANO TX
Branches
—

Custodian & Brokerage

Primary custodian
Raymond Jameslow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consulting
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
01/27/2026
ADV-W filed at
—
Website
schlegeldunn.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SCHLEGEL, SCOTT, JEFFREY
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
SCHLEGEL, SCOTT, JEFFREY
SCHLEGEL, STEVEN, TODD
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
SCHLEGELDUNN.COM
Rdap Domain Creation Date
2010-03-10T15:16:17Z
Rdap Firm Age Years
16
Rdap Firm Age Band
10-20y
Rdap Registrar
Tucows Domains Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Raymond James4
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2029-03-10T14:16:17Z
Rdap Domain Last Changed
2025-10-02T15:28:11Z
Rdap Nameservers
Ns1.hover.comNs2.hover.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer ProhibitedClient Update Prohibited
Top Owner CRD
5321133
Trust Company Affiliate
No

People (3)

3
SCHLEGEL, SCOTT, JEFFREY
IAR · Direct Owner · 37.5%
5321133
SCHLEGEL, STEVEN, TODD
IAR · Direct Owner · 37.5%
4356206
DUNN, BRENT, JEROME
IAR · Direct Owner · 17.5%
5779175