DEFILADE CAPITAL MANAGEMENT, L.P.

CRD

337997

SEC file #

801-134248

EIN

000000000

DBA names

—

Economics

AUM

$1.55B

AUM band

$1B+

AUM trajectory

—

Client mix

Pooled Investment Vehicles

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'25 · 5 advisors

'26 · 5 advisors

'25'26

5 advisors → 5 advisors▬ 0%

sec adv history

Primary office

EMERYVILLE CA

Branches

—

Custodian & Brokerage

Primary custodian

Goldman Sachslow confidence

adv brochure

Services offered

Portfolio mgmt — pooled vehicles

Fee basis

% of AUMPerformance-based fees

Filings

Latest ADV filing

03/26/2026

ADV-W filed at

—

Website

defcap.com

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

DEFILADE CAPITAL HOLDINGS, LLC

Top Owner Pct

87.5

Top Owner Entity Kind

Owner Count

Control Persons

DEFILADE CAPITAL HOLDINGS, LLC

FORMAN, JONATHAN, LOUIS

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

Rdap Domain

DEFCAP.COM

Rdap Domain Creation Date

2023-04-16T18:31:30Z

Rdap Firm Age Years

Rdap Firm Age Band

<5y

Rdap Registrar

GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

form 5500

SEC EDGAR

Edgar Cik

0002082993

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2025-08-27

Edgar Last Filing Date

2025-08-27

Edgar Form D Count

Edgar Form D Offerings

2025-08-272025-08-27 · 0000902664-25-003864

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score

0.356

Soi Zip Pct 200k Plus

0.1392

Soi Zip Returns 200k Plus

2170

Soi Zip Total AGI

1,798,377

Fdic Zip Total Deposits

9,115,628,000

Fdic Zip Branch Count

147

Fdic Zip Top Banks

Wells Fargo Bank, National Association

Bank of America, National Association

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (26)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

Goldman Sachs	6
E*trade	4
Jpmorgan	3

adv brochure

Edgar Addresses

Mailing

6001 SHELLMOUND STREET, SUITE 625EMERYVILLE, CA 94608

Business

6001 SHELLMOUND STREET, SUITE 625EMERYVILLE, CA 94608

Edgar EIN

000000000

Edgar Recent Filings

D2025-08-27 · 0000902664-25-003864

Fdic Zip Branches Raw

First Interstate Bank of CaliforniaEmeryville, CA

Bank of America National Trust and Savings AssociationEmeryville, CA

Fdic Zip HHI

2734.4

Fdic Zip Top Bank Share Pct

43.39

Fdic Zip Year

2025

Firm Has Custody

Yes

Mailing Office Differs

Rdap Domain Expiration Date

2027-04-16T18:31:30Z

Rdap Domain Last Changed

2026-02-27T21:10:09Z

Rdap Nameservers

Ns29.domaincontrol.comNs30.domaincontrol.com

Rdap Secure Dns Enabled

Yes

Rdap Status

Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited

Soi Year

2022

Soi Zip Distribution

Stub 1

AGI	37,442
Returns	3,010

Stub 2

AGI	103,813
Returns	2,790

Stub 3

AGI	155,222
Returns	2,510

Soi Zip Total Business Income

69,365

Soi Zip Total Cap Gains

94,734

Soi Zip Total Dividends

23,784

Soi Zip Total Returns

15,590

Trust Company Affiliate

Yes