SourcingSourcing

HERITAGE STRATEGIC WEALTH, LLC

C40
CRD 338025·SEC 801-134276·CARY, IL
AUM
$45.7M
$25M-$100M
Est. Revenue
$457K
@ 1% on AUM
Est. EBITDA
$137K
@ 30% margin
Est. Deal Value
$1.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
HERITAGE STRATEGIC WEALTH, LLC
CRD
338025
SEC file #
801-134276
EIN
—
DBA names
—

Economics

AUM
$45.7M
AUM band
$25M-$100M
AUM trajectory
—
Client mix
Individuals Other24
Corporations2
Individuals High Net Worth1

Operations

Employees (total)
3
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'25'26
1 advisors → 2 advisors▲ +100%
Primary office
CARY IL
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUM

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
heritagestrategicwealth.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ATKINS, BRIAN, WILLIAM
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
ATKINS, BRIAN, WILLIAM
CHRISTOPHER, MARIA
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
HERITAGESTRATEGICWEALTH.COM
Rdap Domain Creation Date
2025-06-11T14:31:20Z
Rdap Firm Age Years
1
Rdap Firm Age Band
<5y
Rdap Registrar
Squarespace Domains LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.3662
Soi Zip Pct 200k Plus
0.1164
Soi Zip Returns 200k Plus
1,570
Soi Zip Total AGI
1,416,950
Fdic Zip Total Deposits
11,828,803,000
Fdic Zip Branch Count
157
Fdic Zip Top Banks
JPMorgan Chase Bank, National Association
Crystal Lake Bank and Trust Company, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Charles Schwab6
E*trade4
Fdic Zip Branches Raw
First Security Bank of Cary-GroveCary, IL
First Security Bank of Cary-GroveCary, IL
Fdic Zip HHI
1030.65
Fdic Zip Top Bank Share Pct
17.84
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-06-11T14:31:20Z
Rdap Domain Last Changed
2025-07-08T23:58:19Z
Rdap Nameservers
Ns-cloud-b1.googledomains.comNs-cloud-b2.googledomains.comNs-cloud-b3.googledomains.comNs-cloud-b4.googledomains.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Transfer Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI32,538
Returns2,940
Stub 2
AGI86,579
Returns2,320
Stub 3
AGI115,156
Returns1,850
Soi Zip Total Business Income
30,485
Soi Zip Total Cap Gains
43,946
Soi Zip Total Dividends
22,983
Soi Zip Total Returns
13,490
Top Owner CRD
6100366
Trust Company Affiliate
Yes

People (2)

2
ATKINS, BRIAN, WILLIAM
IAR · Direct Owner · 87.5%
6100366
CHRISTOPHER, MARIA
Executive Officer · 2.5%
8138468