SourcingSourcing

CLERA, INC

C35
CRD 338073·SEC 801-134566·COSTA MESA, CA
AUM
$0
<$25M
Est. Revenue
$0
@ 1% on AUM
Est. EBITDA
$0
@ 30% margin
Est. Deal Value
$0
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CLERA, INC
CRD
338073
SEC file #
801-134566
EIN
—
DBA names
Clera

Economics

AUM
$0
AUM band
<$25M
AUM trajectory
—
Client mix
Individuals Other2

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
—
Primary office
COSTA MESA CA
Branches
—

Custodian & Brokerage

Primary custodian
E*Trademedium confidence
Services offered
Financial planningPortfolio mgmt — individualsPublication of periodicalsEducational Seminars Workshops
Fee basis
Subscription fees

Filings

Latest ADV filing
03/06/2026
ADV-W filed at
—
Website
askclera.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
Mendoza, Cristian, Fernando
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
Mendoza, Cristian, Fernando
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
ASKCLERA.COM
Rdap Domain Creation Date
2025-01-19T01:01:57Z
Rdap Firm Age Years
1
Rdap Firm Age Band
<5y
Rdap Registrar
Cloudflare, Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.2627
Soi Zip Pct 200k Plus
0.1055
Soi Zip Returns 200k Plus
3,080
Soi Zip Total AGI
2,867,203
Fdic Zip Total Deposits
21,714,415,000
Fdic Zip Branch Count
194
Fdic Zip Top Banks
Wells Fargo Bank, National Association
Bank of America, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Window
E*trade1
Full
E*trade5
Fdic Zip Branches Raw
Home Savings of America, FSBCosta Mesa, CA
Bank of NewportCosta Mesa, CA
Fdic Zip HHI
1350.03
Fdic Zip Top Bank Share Pct
28.96
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-01-19T01:01:57Z
Rdap Domain Last Changed
2025-12-20T04:24:40Z
Rdap Nameservers
Cody.ns.cloudflare.comElisabeth.ns.cloudflare.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI91,844
Returns7,340
Stub 2
AGI257,053
Returns6,950
Stub 3
AGI275,450
Returns4,470
Soi Zip Total Business Income
121,851
Soi Zip Total Cap Gains
189,373
Soi Zip Total Dividends
48,091
Soi Zip Total Returns
29,200
Top Owner CRD
8163267
Trust Company Affiliate
No

People (1)

1
Mendoza, Cristian, Fernando
Direct Owner · 87.5%
8163267